DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Rebecca Dewey Green
Certified Financial Planner
Feed of 09/14/2026
Also filed as Rebecca Dewey Phillips
At current firm
14 y
since Sep 26, 2011
In the industry
27 y
since Apr 28, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Springboard Asset Management LLC independent RIA currentsince Sep 26, 2011 · Cheshire, Ct
- Asset Strategies, Inc. formerFeb 2, 2009 to Sep 19, 2011 · Avon, Ct
- Td Ameritrade Investment Management, LLC formerNov 28, 2006 to Sep 13, 2007 · West Hartford, Ct
- Td Ameritrade, Inc. formerNov 28, 2006 to Sep 13, 2007 · West Hartford, Ct
- Securities America Advisors, Inc. formerJul 19, 2006 to Nov 9, 2006 · Chester, Ct
- Strategic Advisers LLC national BDDec 11, 2003 to Jul 10, 2006 · New Haven, Ct
Moves
a registration end followed by a registration begin elsewhere
- Asset Strategies, Inc. to Springboard Asset Management LLCleft Sep 19, 2011, registered Sep 26, 2011 (7 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Sep 13, 2007, registered Nov 28, 2006 (-289 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Sep 13, 2007, registered Nov 28, 2006 (-289 days) · Other
- Securities America Advisors, Inc. to Td Ameritrade, Inc.left Nov 9, 2006, registered Nov 28, 2006 (19 days) · Other
- Strategic Advisers LLC to Securities America Advisors, Inc.left Jul 10, 2006, registered Jul 19, 2006 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address