RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• W•••••• W••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Nov 1, 2018 · T•••, Mi
- E•••••• F•••••••• S•••••••• L•• formerJun 3, 2013 to Nov 1, 2018 · Novi, Mi
- C••••• F•• F•••••••• P••••••• I•• independent RIAJul 2, 2010 to Jul 2, 2013 · Southfield, Mi
- M••••• G••••• A••••••• I••• independent RIAJul 3, 2008 to Aug 27, 2009 · Novi, Mi
- M••••• A••••••• unclassifiedSep 12, 2006 to Jun 26, 2008 · Novi, Mi
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- C••••• F•• F•••••••• P••••••• I•• to E•••••• F•••••••• S•••••••• L••left Jul 2, 2013, registered Jun 3, 2013 (-29 days) · Other
- M••••• G••••• A••••••• I••• to C••••• F•• F•••••••• P••••••• I••left Aug 27, 2009, registered Jul 2, 2010 (309 days) · Other
- M••••• A••••••• to M••••• G••••• A••••••• I•••left Jun 26, 2008, registered Jul 3, 2008 (7 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address