RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• L•••••
- T••••••• B•••••• A•• R••••••••• A••••••• institutional currentsince Jan 20, 2022 · Shelby Township, Mi
- M•••• A•••• W••••• M••••••••• •••• I••• unclassifiedOct 22, 2021 to Apr 27, 2022 · New York, Ny
- J••••• G••••• • C••• L•• formerMar 19, 2021 to Jan 19, 2022 · Uniondale, Ny
- S••••• A•••• M••••••••• L••••• independent RIAMar 28, 2018 to Dec 17, 2020 · Troy, Mi
- T•••••• E••••••••• • P••••••••• I••• institutionalMar 11, 2010 to Mar 26, 2018 · Troy, Mi
- M•••• A•••• W••••• M••••••••• •••• I••• to T••••••• B•••••• A•• R••••••••• A•••••••left Apr 27, 2022, registered Jan 20, 2022 (-97 days) · Other
- J••••• G••••• • C••• L•• to M•••• A•••• W••••• M••••••••• •••• I•••left Jan 19, 2022, registered Oct 22, 2021 (-89 days) · Other
- S••••• A•••• M••••••••• L••••• to J••••• G••••• • C••• L••left Dec 17, 2020, registered Mar 19, 2021 (92 days) · Other
- T•••••• E••••••••• • P••••••••• I••• to S••••• A•••• M••••••••• L•••••left Mar 26, 2018, registered Mar 28, 2018 (2 days) · RIA to RIA
- J••••••• L••••• left M•••• A•••• W••••• M••••••••• •••• I••• for T••••••• B•••••• A•• R••••••••• A••••••• (registered 2022-01-20)Apr 27, 2022 · Advisor changed firm · fact
- J••••••• L••••• left J••••• G••••• • C••• L•• for M•••• A•••• W••••• M••••••••• •••• I••• (registered 2021-10-22)Jan 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address