RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A••• N••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Jan 19, 2017 · Scottsdale, Az
- S•••••••• I••••••••• M••••••••• formerMar 17, 2016 to Jan 17, 2017 · Saint Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 23, 2009 to Dec 8, 2014 · Draper, Ut
- T• A••••••••• I••• formerJul 23, 2009 to Dec 8, 2014 · Draper, Ut
- E••••• J•••• national BDJul 11, 2007 to Jun 29, 2009 · Zionsville, In
- S•••••••• I••••••••• M••••••••• to M••••• G••••• A••••••• I•••left Jan 17, 2017, registered Jan 19, 2017 (2 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 8, 2014, registered Jul 23, 2009 (-1964 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 8, 2014, registered Jul 23, 2009 (-1964 days) · Other
- E••••• J•••• to T• A••••••••• I••••••••• M••••••••• L••left Jun 29, 2009, registered Jul 23, 2009 (24 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address