RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• H•••••
- L•• F•••••••• L•• BD affiliated currentsince May 12, 2022 · Chicago, Il
- A••••••••• L••• otherJan 1, 2020 to Mar 23, 2022 · Chicago, Il
- J••• M••••• I••••••••• M••••••••• I••• asset managerJan 10, 2006 to Nov 10, 2009 · New York, Ny
- J••• M••••• A•••• M••••••••• unclassifiedJul 7, 2004 to Dec 31, 2005 · Columbus, Oh
- A••••••••• L••• to L•• F•••••••• L••left Mar 23, 2022, registered May 12, 2022 (50 days) · Other
- J••• M••••• I••••••••• M••••••••• I••• to A••••••••• L•••left Nov 10, 2009, registered Jan 1, 2020 (3704 days) · Other
- J••• M••••• A•••• M••••••••• to J••• M••••• I••••••••• M••••••••• I•••left Dec 31, 2005, registered Jan 10, 2006 (10 days) · Other
- G••••••• H••••• left A••••••••• L••• for L•• F•••••••• L•• (registered 2022-05-12)Mar 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address