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RIA Intelligence
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Registered advisor
J••• P•••• R••••••••
Feed of 09/14/2026
At current firm
8 y
since Jun 25, 2018
In the industry
25 y
since Dec 6, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Jun 25, 2018 · Cleveland, Oh
- L•• F•••••••• L•• BD affiliatedDec 18, 2017 to Jun 11, 2018 · Rocky River, Oh
- S•••••• W••••• P•••••••• L•• BD affiliatedMar 20, 2014 to Dec 12, 2017 · Beachwood, Oh
- H••••••••• W••••• P••••••• A••••••• unclassifiedJan 15, 2008 to Nov 18, 2009 · Cleveland, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedApr 3, 2006 to Mar 21, 2014 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to P•• W••••• M•••••••••left Jun 11, 2018, registered Jun 25, 2018 (14 days) · RIA to affiliated broker-dealer or bank
- S•••••• W••••• P•••••••• L•• to L•• F•••••••• L••left Dec 12, 2017, registered Dec 18, 2017 (6 days) · Other
- H••••••••• F•••••••• A••••••• to H••••••••• W••••• P••••••• A•••••••left Mar 21, 2014, registered Jan 15, 2008 (-2257 days) · Other
- H••••••••• W••••• P••••••• A••••••• to S•••••• W••••• P•••••••• L••left Nov 18, 2009, registered Mar 20, 2014 (1583 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address