RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• B•••• F•••••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Nov 1, 2018 · Burlington, Ma
- E•••••• F•••••••• S•••••••• L•• formerAug 22, 2016 to Nov 1, 2018 · Burlington, Ma
- U••• F•••••••• P••••••• S••••••• formerOct 26, 2011 to Aug 17, 2016 · Needham, Pa
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- U••• F•••••••• P••••••• S••••••• to E•••••• F•••••••• S•••••••• L••left Aug 17, 2016, registered Aug 22, 2016 (5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address