R•••• G• B••••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Oct 21, 2016 · Commack, Ny
• H••• S••••••••• •••• I••• BD affiliated
  Dec 10, 2014 to Sep 22, 2016 · Bohemia, Ny
• C•••••••• G••••• M•••••• I••• BD affiliated
  Oct 10, 2013 to Oct 13, 2014 · Huntington Station, Ny
• M••••• S•••••• wirehouse
  Jun 27, 2012 to Oct 11, 2013 · Hauppauge, Ny

• H••• S••••••••• •••• I••• to J••• M••••• S••••••••• L••
  left Sep 22, 2016, registered Oct 21, 2016 (29 days) · Other
• C•••••••• G••••• M•••••• I••• to H••• S••••••••• •••• I•••
  left Oct 13, 2014, registered Dec 10, 2014 (58 days) · Other
• M••••• S•••••• to C•••••••• G••••• M•••••• I•••
  left Oct 11, 2013, registered Oct 10, 2013 (-1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address