DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Vince Lagatta

LPL Financial LLCBD affiliatedGilbert, Az dual registrantIAPD 3098611

Feed of 09/15/2026

Also filed as Vincent Ronald Lagatta

At current firm

0 y

since Sep 2, 2026

In the industry

27 y

since Oct 12, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Sep 2, 2026 · San Diego, Ca
Osaic Wealth, Inc. BD affiliated
Jun 26, 2024 to Sep 2, 2026 · Scottsdale, Az
Pnc Wealth Management BD affiliated
Aug 30, 2021 to Jul 25, 2024 · Scottsdale, Az
Pnc Managed Account Solutions, Inc. former
May 18, 2016 to Aug 17, 2021 · Mesa, Az
U.S. Bancorp Investments, Inc. former
May 2, 2012 to May 10, 2016 · Santa Clara, Ca
Bancwest Investment Services, Inc. (Bwis) former
Apr 30, 2008 to May 1, 2012 · Pebble Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

Osaic Wealth, Inc. to LPL Financial LLC
left Sep 2, 2026, registered Sep 2, 2026 (0 days) · Affiliated broker-dealer or bank to another
Pnc Wealth Management to Osaic Wealth, Inc.
left Jul 25, 2024, registered Jun 26, 2024 (-29 days) · Affiliated broker-dealer or bank to another
Pnc Managed Account Solutions, Inc. to Pnc Wealth Management
left Aug 17, 2021, registered Aug 30, 2021 (13 days) · corporate re-registration, not a move
U.S. Bancorp Investments, Inc. to Pnc Managed Account Solutions, Inc.
left May 10, 2016, registered May 18, 2016 (8 days) · Other
Bancwest Investment Services, Inc. (Bwis) to U.S. Bancorp Investments, Inc.
left May 1, 2012, registered May 2, 2012 (1 days) · Other

Signals

Vince Lagatta left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2026-09-02)
Sep 2, 2026 · Advisor changed firm · fact
Vince Lagatta left Pnc Wealth Management for Osaic Wealth, Inc. (registered 2024-06-26)
Jul 25, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address