DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stone Oak Wealth Management, LLC
Latest filing Mar 29, 2026
First filing on the tape Apr 22, 2020 · 25 filings
SEC status approved since May 26, 2020
RAUM
$356M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$341M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$88.9M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$356M as of Mar 29, 2026
Mar 31, 2021$202M then
HNW client RAUM$283M as of Mar 29, 2026
Mar 31, 2021$145M then
State-registered IARs (5.B.3)4 as of Mar 29, 2026
Mar 31, 20215 then
Employees (5.A)7 as of Mar 29, 2026
Mar 31, 20216 then
Private funds: no history
RAUM +5.0% over the last fiscal year+10% a year over threeIARs 6 to 4
Practice profile
derived from the filing of Mar 29, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $88.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $377,055derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -35%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $341M, 293 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$283M79%
- Individuals$58.9M17%
- Pension and profit-sharing plans$13.3M3.7%
- Charitable organizations$791,9770.2%
- Individual clients
- 183reported
- HNW clients
- 85reported
- Pension plan clients
- 22reported
- Charitable clients
- 3reported
- Accounts
- 943reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $341M for 293 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gregory Ryan ThompsonCertified Financial Planner | San Antonio, Tx | Jun 26, 2017 | 25 y | 4 |
| Cristina Raft | San Antonio, Tx | Jul 10, 2018 | 28 y | 7 |
| John Joseph Dallahan | San Antonio, Tx | Sep 12, 2019 | 35 y | 5 |
| Nathan James Impellizzeri | San Antonio, Tx | Jan 26, 2026 | 10 y | 1 |
Advisor movement
2 left, 1 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount3 left over 36 months
Left, latest
- Donald R Laurence to Naviant Partners, LLCJan 27, 2026 · RIA to a newly registered adviser
- Abigail Nicole Williams to Naviant Partners, LLCJan 26, 2026 · RIA to a newly registered adviser
- Lawrence Brown to Pnc Wealth ManagementSep 16, 2024 · RIA to affiliated broker-dealer or bank
- Dawna Larson to Wells Fargo AdvisorsJul 7, 2021 · RIA to wirehouse
Joined, latest
- Nathan James Impellizzeri from J.P. Morgan Securities LLCJan 26, 2026 · Wirehouse to independent RIA
- Abigail Nicole Williams from CaptrustJan 4, 2023 · Other
- John Joseph Dallahan from Raymond James Financial Services Advisors, IncSep 12, 2019 · Affiliated broker-dealer or bank to independent RIA
- Donald R Laurence from Raymond James & Associates, Inc.Aug 30, 2019 · Affiliated broker-dealer or bank to independent RIA
- Cristina Raft from Raymond James & Associates, Inc.Jul 10, 2018 · Affiliated broker-dealer or bank to independent RIA
- Gregory Ryan Thompson from Titleist Capital, LLCJun 26, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Naviant Partners, LLCJan 26, 2026 · San Antonio, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph John Dallahan · Chief Compliance Officercontrolsince 09/2019 · owns less than 5%
- Ryan Gregory Thompson · Managing Member/President/Ceocontrolsince 01/2005 · owns 75% or more
Related persons
Schedule D 7.A
- Greg ThompsonLP sponsory
- Stone Oak Wealth Managementreal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Antonio, Tx · principal | 4 | 1 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 29, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $338,591,040 to $355,563,087, advisors 6 to 4, private clients 411 to 268, offices 1 to 1 (2025-03-24 to 2026-03-29)peers: independent wealth managers, $100M to $500M (5,676)
- advisor count dropChange between filings · filing Mar 29, 2026advisory representatives (Item 5.B.3) moved from 6.0 to 4.0 (-33.0%) between the annual amendments of 2025-03-24 and 2026-03-29; the peer median change was 0.0% (965 comparable advisers, 4.0th percentile of changes)peers: independent wealth managers, $100M to $500M (965) · 4.1% percentile
- HNW share shiftChange between filings · filing Mar 29, 2026HNW share of RAUM moved from 44.0% to 79.0% between the annual amendments of 2025-03-24 and 2026-03-29peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Advisory employees · 6 to 4Nov 11, 2025 to Mar 29, 2026
- HNW clients · 76 to 85Nov 11, 2025 to Mar 29, 2026
- Individual clients · 335 to 183Nov 11, 2025 to Mar 29, 2026
- Assets in custody · $339M to $341MNov 11, 2025 to Mar 29, 2026
- Financial planning clients · 26-50 to 11-25Nov 11, 2025 to Mar 29, 2026
- State-registered IARs · 6 to 4Nov 11, 2025 to Mar 29, 2026
- Discretionary RAUM · $339M to $356MNov 11, 2025 to Mar 29, 2026
- HNW RAUM · $148M to $283MNov 11, 2025 to Mar 29, 2026
- Individual RAUM · $168M to $58.9MNov 11, 2025 to Mar 29, 2026
- Pension RAUM · $11.1M to $13.3MNov 11, 2025 to Mar 29, 2026
- RAUM · $339M to $356MNov 11, 2025 to Mar 29, 2026
- Financial planning clients · 26-50 to 26-50Mar 24, 2025 to May 6, 2025
- Accounts · 286 to 943Dec 12, 2024 to Mar 24, 2025
- Advisory employees · 7 to 6Dec 12, 2024 to Mar 24, 2025
- Charity clients · 7 to 3Dec 12, 2024 to Mar 24, 2025
- Corporate clients · 6.0 to unsetDec 12, 2024 to Mar 24, 2025
- HNW clients · 136 to 76Dec 12, 2024 to Mar 24, 2025
- Individual clients · 115 to 335Dec 12, 2024 to Mar 24, 2025
- Assets in custody · $302M to $339MDec 12, 2024 to Mar 24, 2025
- Employees · 8 to 7Dec 12, 2024 to Mar 24, 2025
- State-registered IARs · 7 to 6Dec 12, 2024 to Mar 24, 2025
- Discretionary RAUM · $269M to $339MDec 12, 2024 to Mar 24, 2025
- HNW RAUM · $218M to $148MDec 12, 2024 to Mar 24, 2025
- Individual RAUM · $31.2M to $168MDec 12, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $33.4M to $0Dec 12, 2024 to Mar 24, 2025
- Pension RAUM · $31.8M to $11.1MDec 12, 2024 to Mar 24, 2025
- RAUM · $302M to $339MDec 12, 2024 to Mar 24, 2025
- Accounts · 853 to 286Nov 17, 2023 to Mar 26, 2024
- Advisory employees · 5 to 7Nov 17, 2023 to Mar 26, 2024
- Charity clients · 5 to 7Nov 17, 2023 to Mar 26, 2024
- Corporate clients · 10 to 6Nov 17, 2023 to Mar 26, 2024
- HNW clients · 470 to 136Nov 17, 2023 to Mar 26, 2024
- Individual clients · 368 to 115Nov 17, 2023 to Mar 26, 2024
- Pension plan clients · 29 to 22Nov 17, 2023 to Mar 26, 2024
- Assets in custody · $252M to $302MNov 17, 2023 to Mar 26, 2024
- Employees · 6 to 8Nov 17, 2023 to Mar 26, 2024
- State-registered IARs · 5 to 7Nov 17, 2023 to Mar 26, 2024
- Discretionary RAUM · $226M to $269MNov 17, 2023 to Mar 26, 2024
- HNW RAUM · $174M to $218MNov 17, 2023 to Mar 26, 2024
- Individual RAUM · $40.6M to $31.2MNov 17, 2023 to Mar 26, 2024
Signals
5 dated events
- Donald R Laurence left Stone Oak Wealth Management, Llc for Naviant Partners, Llc (registered 2026-01-14)Jan 27, 2026 · Advisor changed firm · fact
- Abigail Nicole Williams left Stone Oak Wealth Management, Llc for Naviant Partners, Llc (registered 2026-01-12)Jan 26, 2026 · Advisor changed firm · fact
- 2 advisors left Stone Oak Wealth Management, LLC (San Antonio, TX) for Naviant Partners, LLC a day apartJan 26, 2026 · Team lift-out · derived
- Lawrence Brown left Stone Oak Wealth Management, Llc for Pnc Wealth Management (registered 2024-10-07)Sep 16, 2024 · Advisor changed firm · fact
- Stone Oak Wealth Management, Llc filed its initial SEC registration (Form ADV)Apr 22, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/24426517reportedpublic record, Form ADV, Sep 18, 2026
- Website
- STONEOAKWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 210-339-2707reportedpublic record, Form ADV, Mar 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $88.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026