DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• J••••••• S•••

S••• C•••••• L••independent RIASan Francisco, CaIA-onlyIAPD 3102697

Feed of 09/14/2026

At current firm

2 y

since Apr 22, 2024

In the industry

18 y

since Aug 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Private Wealth Advisorreportedsyoncap.comfirm site, Sep 15, 2026
Designations: MBAreportedsyoncap.comas printed on the bio page, Sep 16, 2026
Professional profile: syoncap.com/person/ashish-shahreportedsyoncap.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

S••• C•••••• L•• independent RIA current
since Apr 22, 2024 · San Francisco, Ca
E•••• A••••••• independent RIA
May 22, 2023 to Apr 22, 2024 · Los Angeles, Ca
O••••••• C•••••• A•••••••• L•• former
Jan 20, 2021 to Aug 22, 2023 · Los Angeles, Ca
F•• I••••••••• L•• asset manager
Dec 23, 2020 to Aug 22, 2023 · Los Angles, Ca
F•••• W•••••• C•••••• M••••••••• C•••••• former
Jan 30, 2020 to Dec 4, 2020 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

E•••• A••••••• to S••• C•••••• L••
left Apr 22, 2024, registered Apr 22, 2024 (0 days) · RIA to RIA
F•• I••••••••• L•• to O••••••• C•••••• A•••••••• L••
left Aug 22, 2023, registered Jan 20, 2021 (-944 days) · Other
O••••••• C•••••• A•••••••• L•• to E•••• A•••••••
left Aug 22, 2023, registered May 22, 2023 (-92 days) · RIA to RIA
F•••• W•••••• C•••••• M••••••••• C•••••• to F•• I••••••••• L••
left Dec 4, 2020, registered Dec 23, 2020 (19 days) · RIA to RIA

Signals

A••••• J••••••• S••• left E•••• A••••••• for S••• C•••••• L•• (registered 2024-04-22)
Apr 22, 2024 · Advisor changed firm · fact
A••••• J••••••• S••• left O••••••• C•••••• A•••••••• L•• for E•••• A••••••• (registered 2023-05-22)
Aug 22, 2023 · Advisor changed firm · fact
A••••• J••••••• S••• left F•• I••••••••• L•• for O••••••• C•••••• A•••••••• L•• (registered 2021-01-20)
Aug 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address