W•••••• R••••• J•••••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Jun 29, 2026 · Lakewood, Oh
• H••••••••• F•••••••• A••••••• BD affiliated current
  since Apr 16, 2018 · Mayfield Heights, Oh
• C••••••• S••••••••• I••• BD affiliated
  Nov 18, 2013 to Mar 23, 2018 · Maple Heights, Oh
• K•• I••••••••• S••••••• L•• BD affiliated
  Sep 19, 2012 to Nov 18, 2013 · Cleveland, Oh
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Sep 23, 2010 to Sep 18, 2012 · Cleveland, Oh

• C••••••• S••••••••• I••• to H••••••••• F•••••••• A•••••••
  left Mar 23, 2018, registered Apr 16, 2018 (24 days) · Affiliated broker-dealer or bank to another
• K•• I••••••••• S••••••• L•• to C••••••• S••••••••• I•••
  left Nov 18, 2013, registered Nov 18, 2013 (0 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K•• I••••••••• S••••••• L••
  left Sep 18, 2012, registered Sep 19, 2012 (1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address