DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• C••••••
Legal name S•••••• C•••••• L••
Latest filing Feb 5, 2026
First filing on the tape Oct 8, 2020 · 13 filings
SEC status approved since Nov 9, 2020
RAUM
$120M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$119M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$59.8M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$120M as of Feb 5, 2026
Mar 31, 2021$114M then
HNW client RAUM$75.1M as of Feb 5, 2026
Mar 31, 2021$54.7M then
State-registered IARs (5.B.3)2 as of Feb 5, 2026
Mar 31, 20212 then
Employees (5.A)3 as of Feb 5, 2026
Mar 31, 20214 then
Private funds: no history
RAUM +16% over the last fiscal year+5.1% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Feb 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $59.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 85derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $242,528derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Custody
- $37.8M, 76 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$75.1M63%
- Individuals$44.4M37%
- Corporations and businesses$88,1130.1%
- Individual clients
- 130reported
- HNW clients
- 39reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 493reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $37.8M for 76 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• S••••• A•••• | Marietta, Ga | May 8, 2012 | 19 y | 3 |
| J••••••• A••••• B•••••• | Marietta, Ga | Nov 13, 2025 | 15 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- M•••••• H••••••• B••••• to P••••••• C••••••• L••Jan 22, 2025 · RIA to a state-registered adviser
Joined, latest
- J••••••• A••••• B•••••• from C••••• I••••••••• A••••••• L••Nov 13, 2025 · Affiliated broker-dealer or bank to independent RIA
- M•••••• H••••••• B••••• from R••••••• H••••••• I••••••••• A•••••••• I•••May 8, 2012 · Other
- W•••••• S••••• A•••• from R••••••• H••••••• I••••••••• A•••••••• I•••May 8, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• W••••••• S••••• · Co-Managing Member/Investment Advisorcontrolsince 01/2012 · owns 75% or more
- B•••••• K•••••• A• · Chief Compliance Officercontrolsince 07/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Marietta, Ga · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Feb 5, 2026pension consulting (Item 5.G.6): yes on the filing of 2025-01-22, no on the filing of 2026-02-05peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 442 to 493Jan 22, 2025 to Feb 5, 2026
- Advisory employees · 1 to 2Jan 22, 2025 to Feb 5, 2026
- Advisory activities · 5 to 4Jan 22, 2025 to Feb 5, 2026
- HNW clients · 33 to 39Jan 22, 2025 to Feb 5, 2026
- Individual clients · 112 to 130Jan 22, 2025 to Feb 5, 2026
- Assets in custody · $53.9M to $37.8MJan 22, 2025 to Feb 5, 2026
- Employees · 2 to 3Jan 22, 2025 to Feb 5, 2026
- State-registered IARs · 1 to 2Jan 22, 2025 to Feb 5, 2026
- Discretionary RAUM · $103M to $120MJan 22, 2025 to Feb 5, 2026
- HNW RAUM · $61.0M to $75.1MJan 22, 2025 to Feb 5, 2026
- Individual RAUM · $41.7M to $44.4MJan 22, 2025 to Feb 5, 2026
- Pension RAUM · 25712.0 to unsetJan 22, 2025 to Feb 5, 2026
- RAUM · $103M to $120MJan 22, 2025 to Feb 5, 2026
- Accounts · 718 to 442Jul 3, 2024 to Jan 22, 2025
- Advisory employees · 2 to 1Jul 3, 2024 to Jan 22, 2025
- HNW clients · 50 to 33Jul 3, 2024 to Jan 22, 2025
- Individual clients · 240 to 112Jul 3, 2024 to Jan 22, 2025
- Pension plan clients · 9 to 0Jul 3, 2024 to Jan 22, 2025
- Assets in custody · $3.0M to $53.9MJul 3, 2024 to Jan 22, 2025
- Employees · 3 to 2Jul 3, 2024 to Jan 22, 2025
- Financial planning clients · 0 to 0Jul 3, 2024 to Jan 22, 2025
- State-registered IARs · 2 to 1Jul 3, 2024 to Jan 22, 2025
- Other offices · 1 to 0Jul 3, 2024 to Jan 22, 2025
- Discretionary RAUM · $132M to $103MJul 3, 2024 to Jan 22, 2025
- HNW RAUM · $71.7M to $61.0MJul 3, 2024 to Jan 22, 2025
- Individual RAUM · $49.8M to $41.7MJul 3, 2024 to Jan 22, 2025
- Pension RAUM · $10.1M to $25,712Jul 3, 2024 to Jan 22, 2025
- RAUM · $132M to $103MJul 3, 2024 to Jan 22, 2025
- Accounts · 579 to 718Mar 15, 2023 to Mar 20, 2024
- HNW clients · 46 to 50Mar 15, 2023 to Mar 20, 2024
- Individual clients · 168 to 240Mar 15, 2023 to Mar 20, 2024
- Pension plan clients · 10 to 9Mar 15, 2023 to Mar 20, 2024
- Assets in custody · unset to 3000000.0Mar 15, 2023 to Mar 20, 2024
- Custody of client assets · false to trueMar 15, 2023 to Mar 20, 2024
- Discretionary RAUM · $103M to $132MMar 15, 2023 to Mar 20, 2024
- HNW RAUM · $55.7M to $71.7MMar 15, 2023 to Mar 20, 2024
- Individual RAUM · $38.9M to $49.8MMar 15, 2023 to Mar 20, 2024
- Pension RAUM · $8.4M to $10.1MMar 15, 2023 to Mar 20, 2024
- RAUM · $103M to $132MMar 15, 2023 to Mar 20, 2024
- Accounts · 587 to 579Mar 10, 2022 to Mar 15, 2023
Signals
4 dated events
- M•••••• H••••••• B••••• left S•••••• C•••••• for P••••••• C••••••• L•• (registered 2024-07-12)Jan 22, 2025 · Advisor changed firm · fact
- A Krista Brooks (Chief Compliance Officer) appeared on Schedule A of S•••••• C••••••Jul 3, 2024 · Control person joined · fact
- Harrison Michael Brooks (Chief Compliance Officer/Co-Managing Member/Investment Advisor) no longer on Schedule A of S•••••• C•••••• (listed 2024-04-02, absent 2024-07-03)Jul 3, 2024 · Control person left · inference
- S•••••• C•••••• filed its initial SEC registration (Form ADV)Oct 8, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 770-509-5305reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/S••••••-CAPITAL-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (770) 509-5305reportedpublic record, Form ADV, Feb 5, 2026
- Contact form
- sentaracapital.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $59.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026