J•••••• P• C•••••

• S•••••••• A••••••• L•• national BD current
  since Mar 31, 2025 · Cottage Grove, Mn
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jan 30, 2023 to Mar 31, 2025 · Oakdale, Mn
• C••• L•• BD affiliated
  Sep 23, 2021 to Apr 18, 2022 · Minneapolis, Mn
• U•• F•••••••• S••••••• I••• wirehouse
  Sep 11, 2015 to Sep 7, 2021 · Bloomington, Mn
• W•••• F•••• A••••••• wirehouse
  Jan 21, 2014 to Sep 3, 2015 · Minneapolis, Mn

• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• C••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Apr 18, 2022, registered Jan 30, 2023 (287 days) · Affiliated broker-dealer or bank to another
• U•• F•••••••• S••••••• I••• to C••• L••
  left Sep 7, 2021, registered Sep 23, 2021 (16 days) · Wirehouse to affiliated broker-dealer or bank
• W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••
  left Sep 3, 2015, registered Sep 11, 2015 (8 days) · Wirehouse to wirehouse

• ••• Locked
  Apr 18, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address