DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter T Po
Feed of 09/15/2026
Also filed as Peter Po
At current firm
0 y
since May 15, 2026
In the industry
28 y
since Aug 1, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Emerson Equity LLC BD affiliated currentsince May 15, 2026 · San Mateo, Ca
- Ni Advisors state registeredAug 21, 2015 to May 16, 2024 · Milpitas, Ca
- Voya Financial Advisors, Inc. BD affiliatedOct 15, 2007 to Aug 12, 2015 · San Gabriel, Ca
- Msi Financial Services, Inc. formerSep 16, 2004 to Oct 1, 2007 · Foster City, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 23, 2001 to Aug 1, 2002 · Cupertino, Ca
Moves
a registration end followed by a registration begin elsewhere
- Ni Advisors to Emerson Equity LLCleft May 16, 2024, registered May 15, 2026 (729 days) · Other · moved with a team
- Voya Financial Advisors, Inc. to Ni Advisorsleft Aug 12, 2015, registered Aug 21, 2015 (9 days) · Other
- Msi Financial Services, Inc. to Voya Financial Advisors, Inc.left Oct 1, 2007, registered Oct 15, 2007 (14 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Msi Financial Services, Inc.left Aug 1, 2002, registered Sep 16, 2004 (777 days) · Other
Signals
- Peter T Po left Ni Advisors for Emerson Equity Llc (registered 2026-05-15)May 16, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address