J••• M• O••••••••

• H••• S••••••••• •••• I••• BD affiliated current
  since Apr 10, 2025 · Long Beach, Ny
• J••• M••••• S••••••••• L•• wirehouse
  Jul 22, 2010 to May 15, 2012 · New York, Ny
• W•••• F•••• A••••••• wirehouse
  May 12, 2009 to Dec 31, 2009 · Greenwich, Ct
• H••• S••••••••• •••• I••• BD affiliated
  Dec 11, 2007 to Feb 26, 2009 · New York, Ny

• J••• M••••• S••••••••• L•• to H••• S••••••••• •••• I•••
  left May 15, 2012, registered Apr 10, 2025 (4713 days) · Wirehouse to affiliated broker-dealer or bank
• W•••• F•••• A••••••• to J••• M••••• S••••••••• L••
  left Dec 31, 2009, registered Jul 22, 2010 (203 days) · Wirehouse to wirehouse
• H••• S••••••••• •••• I••• to W•••• F•••• A•••••••
  left Feb 26, 2009, registered May 12, 2009 (75 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address