RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• L•••• W•••••
- G• W••••• M••••••••• independent RIA currentsince Jan 1, 2025 · Medford, Or
- S••••• C••••••• I••• independent RIAJul 29, 2010 to Feb 2, 2018 · Las Vegas, Nv
- R••••••• I••••••••• A••••••••• I••• formerFeb 23, 2010 to Feb 17, 2011
- E••••• J•••• national BDApr 2, 2009 to Jan 14, 2010 · Central Point, Or
- M• H••••••• S••••••••• I••• BD affiliatedMay 13, 2004 to Dec 31, 2004 · Seattle, Wa
- S••••• C••••••• I••• to G• W••••• M•••••••••left Feb 2, 2018, registered Jan 1, 2025 (2525 days) · Other
- R••••••• I••••••••• A••••••••• I••• to S••••• C••••••• I•••left Feb 17, 2011, registered Jul 29, 2010 (-203 days) · Other
- E••••• J•••• to R••••••• I••••••••• A••••••••• I•••left Jan 14, 2010, registered Feb 23, 2010 (40 days) · Other
- M• H••••••• S••••••••• I••• to E••••• J••••left Dec 31, 2004, registered Apr 2, 2009 (1553 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address