G••••••• A••• O••••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Jan 12, 2026 · Portland, Or
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jan 20, 2022 to Dec 31, 2025 · Greenwood Village, Co
• R•••••• J•••• • A••••••••• I••• national BD
  Aug 22, 2014 to Dec 31, 2021 · Boulder, Co
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jul 29, 2014 · Denver, Co
• C•••••••• G••••• M•••••• I••• BD affiliated
  Dec 23, 2008 to Jun 1, 2009 · Denver, Co

• R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Dec 31, 2021, registered Jan 20, 2022 (20 days) · Affiliated broker-dealer or bank to another
• M••••• S•••••• to R•••••• J•••• • A••••••••• I•••
  left Jul 29, 2014, registered Aug 22, 2014 (24 days) · Wirehouse to affiliated broker-dealer or bank
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address