DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• W•••••• C•••••••

T•••• C•••••• W••••• M••••••••• I••independent RIASt. Charles, Il dual registrantIAPD 3112314

Certified Financial Planner

Feed of 09/15/2026

Also filed as D•••• W C•••••••

At current firm

2 y

since Dec 20, 2023

In the industry

27 y

since Jul 15, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•••• C•••••• W••••• M••••••••• I•• independent RIA current
since Dec 20, 2023 · Gainesville, Fl
C•••••• P•••• F•••••••• G••••• L••• former
Aug 29, 2018 to Jan 8, 2024 · Sarasota, Fl
H•••••• W•••••• I••••••••• S••••••• I••• independent RIA
Mar 23, 2015 to Jun 8, 2018 · New Orleans, La
B••• I••••••••• S•••••••• I••• former
Aug 22, 2011 to Mar 5, 2015 · Charlotte, Nc
M•• I••••••••• M••••••••• C•••• former
Mar 24, 2011 to Jul 7, 2011 · Sarasota, Fl
M•• F•••••••• A•••••••• I••• former
Sep 18, 2008 to Mar 30, 2010 · Bradenton, Fl
N•• A•••••• S•••••••• L•• former
Jun 12, 2007 to Aug 1, 2008 · Sarasota, Fl

Moves

a registration end followed by a registration begin elsewhere

C•••••• P•••• F•••••••• G••••• L••• to T•••• C•••••• W••••• M••••••••• I••
left Jan 8, 2024, registered Dec 20, 2023 (-19 days) · RIA to RIA · moved with a team
H•••••• W•••••• I••••••••• S••••••• I••• to C•••••• P•••• F•••••••• G••••• L•••
left Jun 8, 2018, registered Aug 29, 2018 (82 days) · Affiliated broker-dealer or bank to independent RIA
B••• I••••••••• S•••••••• I••• to H•••••• W•••••• I••••••••• S••••••• I•••
left Mar 5, 2015, registered Mar 23, 2015 (18 days) · Other
M•• I••••••••• M••••••••• C•••• to B••• I••••••••• S•••••••• I•••
left Jul 7, 2011, registered Aug 22, 2011 (46 days) · Other
M•• F•••••••• A•••••••• I••• to M•• I••••••••• M••••••••• C••••
left Mar 30, 2010, registered Mar 24, 2011 (359 days) · Other
N•• A•••••• S•••••••• L•• to M•• F•••••••• A•••••••• I•••
left Aug 1, 2008, registered Sep 18, 2008 (48 days) · Other

Signals

D•••• W•••••• C••••••• left C•••••• P•••• F•••••••• G••••• L••• for T•••• C•••••• W••••• M••••••••• I•• (registered 2023-12-20)
Jan 8, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address