J••••• D• S••••

• O•••• W•••••• I••• BD affiliated current
  since Aug 6, 2025 · Framingham, Ma
• C•••• F•••••••• A••••••• unclassified
  Jul 28, 2014 to May 11, 2022 · Framingham, Ma
• C••••••••• F•••••••• N•••••• national BD
  Jul 1, 2014 to Aug 7, 2025 · Framingham, Ma
• F••••••• P••••••• T•••• C••••••• F•• unclassified
  Apr 27, 2005 to Mar 28, 2007 · Merrimack, Nh
• S•••••••• A••••••• L•• national BD
  May 17, 2002 to Jan 14, 2008 · Boston, Ma

• C••••••••• F•••••••• N•••••• to C•••• F•••••••• A•••••••
  left Aug 7, 2025, registered Jul 28, 2014 (-4028 days) · Other
• C•••• F•••••••• A••••••• to O•••• W•••••• I•••
  left May 11, 2022, registered Aug 6, 2025 (1183 days) · Other
• S•••••••• A••••••• L•• to F••••••• P••••••• T•••• C••••••• F••
  left Jan 14, 2008, registered Apr 27, 2005 (-992 days) · Other
• F••••••• P••••••• T•••• C••••••• F•• to C••••••••• F•••••••• N••••••
  left Mar 28, 2007, registered Jul 1, 2014 (2652 days) · Other

• ••• Locked
  Aug 7, 2025 · Advisor changed firm · fact
• ••• Locked
  May 11, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address