RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•••• M•••••••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Nov 5, 2025 · Palm Beach Gardens, Fl
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Oct 20, 2023 · Palm Beach Gardens, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 31, 2012 to Oct 24, 2023 · Weston, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 21, 2012 · West Palm Beach, Fl
- L••• M•••• W••• W•••••• I••••••••• unclassifiedJan 17, 2006 to Feb 21, 2006 · Palm Beach, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 26, 1998 to Jun 1, 2009 · Plantation, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••••••• C•••••• M•••••••••left Oct 24, 2023, registered Oct 20, 2023 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 21, 2012, registered May 31, 2012 (-21 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to L••• M•••• W••• W•••••• I•••••••••left Jun 1, 2009, registered Jan 17, 2006 (-1231 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to M••••• S••••••left Feb 21, 2006, registered Jun 1, 2009 (1196 days) · Other
- J•••• A•••• M••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R••••••••• C•••••• M••••••••• (registered 2023-10-20)Oct 24, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address