RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••••• V•••• T••••••
- W•••• F•••• A••••••• wirehouse currentsince Dec 4, 2025 · Collegeville, Pa
- W•••• F•••• A••••••• wirehouseApr 26, 2023 to Dec 4, 2025 · Toledo, Oh
- R•••••• J•••• • A••••••••• I••• national BDAug 10, 2018 to Apr 27, 2023 · Plymouth, Mi
- W•••• F•••• A••••••• wirehouseJan 7, 2015 to Aug 7, 2018 · Toledo, Oh
- R•••••• J•••• • A••••••••• I••• national BDNov 8, 2012 to Jan 8, 2015 · Grosse Pointe Farms, Mi
- C••••••• S••••••••• formerAug 9, 2011 to Nov 2, 2012 · Bloomfield Hills, Mi
- W•••• F•••• A••••••• wirehouseMar 31, 2011 to Jul 21, 2011 · Farmington Hills, Mi
- W•••• F•••• A••••••• wirehouseJul 2, 2003 to Nov 18, 2010 · Toledo, Oh
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Dec 4, 2025, registered Dec 4, 2025 (0 days) · channel change inside one enterprise, not a move
- R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••left Apr 27, 2023, registered Apr 26, 2023 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Aug 7, 2018, registered Aug 10, 2018 (3 days) · Wirehouse to affiliated broker-dealer or bank
- R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••left Jan 8, 2015, registered Jan 7, 2015 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- C••••••• S••••••••• to R•••••• J•••• • A••••••••• I•••left Nov 2, 2012, registered Nov 8, 2012 (6 days) · Other
- W•••• F•••• A••••••• to C••••••• S•••••••••left Jul 21, 2011, registered Aug 9, 2011 (19 days) · Other
- S••••••• V•••• T•••••• left R•••••• J•••• • A••••••••• I••• for W•••• F•••• A••••••• (registered 2023-04-26)Apr 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address