RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• M••••••• A••••••••
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Apr 28, 2023 · New York, Ny
- I••••••••• F•••••••• P••••••• BD affiliatedJan 10, 2022 to Dec 7, 2022 · Tampa, Fl
- P•••••••• S••••••••• I••• BD affiliatedJan 10, 2017 to Jan 7, 2022 · Tampa, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 10, 2010 to Dec 19, 2016 · Tampa, Fl
- I••••• F•••••••• C••••••••• formerJan 8, 2007 to Nov 11, 2008 · Appleton, Wi
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMay 30, 2002 to Dec 12, 2002 · St. Petersburg , Fl
- I••••••••• F•••••••• P••••••• to C•••••••• G••••• M•••••• I•••left Dec 7, 2022, registered Apr 28, 2023 (142 days) · Affiliated broker-dealer or bank to another
- P•••••••• S••••••••• I••• to I••••••••• F•••••••• P•••••••left Jan 7, 2022, registered Jan 10, 2022 (3 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to P•••••••• S••••••••• I•••left Dec 19, 2016, registered Jan 10, 2017 (22 days) · Other
- I••••• F•••••••• C••••••••• to M•• I•••••••• S•••••••• L••left Nov 11, 2008, registered Mar 10, 2010 (484 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to I••••• F•••••••• C•••••••••left Dec 12, 2002, registered Jan 8, 2007 (1488 days) · Other
- K•••••• M••••••• A•••••••• left I••••••••• F•••••••• P••••••• for C•••••••• G••••• M•••••• I••• (registered 2023-04-28)Dec 7, 2022 · Advisor changed firm · fact
- K•••••• M••••••• A•••••••• left P•••••••• S••••••••• I••• for I••••••••• F•••••••• P••••••• (registered 2022-01-10)Jan 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address