RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G••••• H•••••
- W••••••••• W••••• M•••••••• L••• independent RIA currentsince Mar 3, 2017 · Mansfield, Oh
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 17, 2014 to Mar 8, 2017 · Wooster, Oh
- S•••••••• F••••••••• I••• formerMay 9, 2013 to May 16, 2014 · Brunswick, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 2, 2010 to May 13, 2011 · Mansfield, Oh
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W••••••••• W••••• M•••••••• L•••left Mar 8, 2017, registered Mar 3, 2017 (-5 days) · Other · moved with a team
- S•••••••• F••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 16, 2014, registered Jun 17, 2014 (32 days) · Other
- M•• I•••••••• S•••••••• L•• to S•••••••• F••••••••• I•••left May 13, 2011, registered May 9, 2013 (727 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address