RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••••• A••••• G•••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 16, 2022 · New York, Ny
- C••••• I••••••••• A•••••••• L•• formerJun 10, 2013 to Feb 6, 2015 · Charlotte, Nc
- S••• C•••••• H•••••••• L•• formerMar 6, 2012 to Dec 31, 2012 · Atlanta, Ga
- S•••••• S••••••••• I••• BD affiliatedDec 3, 1998 to Mar 5, 2012 · Columbus, Ga
- C••••• I••••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 6, 2015, registered Mar 16, 2022 (2595 days) · Other
- S••• C•••••• H•••••••• L•• to C••••• I••••••••• A•••••••• L••left Dec 31, 2012, registered Jun 10, 2013 (161 days) · Other
- S•••••• S••••••••• I••• to S••• C•••••• H•••••••• L••left Mar 5, 2012, registered Mar 6, 2012 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address