DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Matthew Joseph Figueroa

Ashton Thomas Private Wealthindependent RIAScottsdale, Az IA-onlyIAPD 3121253

Feed of 09/15/2026

Also filed as Matt Figueroa

At current firm

0 y

since Mar 4, 2026

In the industry

27 y

since Feb 15, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ashton Thomas Private Wealth independent RIA current
since Mar 4, 2026 · Scottsdale, Az
Bcg Securities, Inc. independent RIA
Jan 19, 2017 to Sep 9, 2021 · Scottsdale, Az
Pinnacle Peak Private Client Group, LLC independent RIA
Apr 18, 2016 to Mar 11, 2026 · Scottsdale, Az
Ameriprise Financial Services, LLC national BD
Oct 5, 2009 to Apr 1, 2016 · Scottsdale, Az
Ameriprise Advisor Services, Inc. unclassified
Aug 21, 2007 to Oct 5, 2009 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

Pinnacle Peak Private Client Group, LLC to Bcg Securities, Inc.
left Mar 11, 2026, registered Jan 19, 2017 (-3338 days) · Other
Bcg Securities, Inc. to Ashton Thomas Private Wealth
left Sep 9, 2021, registered Mar 4, 2026 (1637 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Ameriprise Financial Services, LLC to Pinnacle Peak Private Client Group, LLC
left Apr 1, 2016, registered Apr 18, 2016 (17 days) · Affiliated broker-dealer or bank to a newly registered adviser
Ameriprise Advisor Services, Inc. to Ameriprise Financial Services, LLC
left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move

Signals

Matthew Joseph Figueroa left Pinnacle Peak Private Client Group, Llc for Bcg Securities, Inc. (registered 2017-01-19)
Mar 11, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address