RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A• V••••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Jun 17, 2025 · Atlanta, Ga
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Jun 17, 2025 · Jacksonville Beach, Fl
- P•• W••••• M••••••••• BD affiliatedMay 1, 2025 to Jun 3, 2025 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 26, 2007 to Jun 18, 2021 · San Francisco, Ca
- P•• W••••• M••••••••• to R••••••••• C•••••• M•••••••••left Jun 3, 2025, registered Jun 17, 2025 (14 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Jun 18, 2021, registered May 1, 2025 (1413 days) · Wirehouse to affiliated broker-dealer or bank
- M••• A• V•••• left P•• W••••• M••••••••• for R••••••••• C•••••• M••••••••• (registered 2025-06-17)Jun 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address