J••••• L••••••• M•••••••

• L•• F•••••••• L•• BD affiliated current
  since Apr 14, 2022 · Lees Summit, Mo
• W•••• F•••• A••••••• wirehouse
  Jan 7, 2010 to Apr 18, 2022 · Overland Park, Ks
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jan 20, 2010 · Overland Park, Ks
• C•••••••• G••••• M•••••• I••• BD affiliated
  May 13, 2008 to Jun 1, 2009 · Kansas City, Mo

• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Apr 18, 2022, registered Apr 14, 2022 (-4 days) · Wirehouse to independent RIA · moved with a team
• M••••• S•••••• to W•••• F•••• A•••••••
  left Jan 20, 2010, registered Jan 7, 2010 (-13 days) · Wirehouse to wirehouse
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

• J••••• L••••••• M••••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2022-04-14)
  Apr 18, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address