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Registered advisor
M•••••• T•••••• M••••••
Feed of 09/14/2026
Also filed as M•••••• T•••••• M••••••
At current firm
1 y
since Jul 10, 2025
In the industry
27 y
since Dec 2, 1998 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Johnson City, Ny
- C•••••• G•••• • C• I•• formerJan 25, 2019 to Jul 10, 2025 · Johnson City, Ny
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJun 25, 2015 to Dec 31, 2018 · Ocilla, Ga
- P•••••• A•••••• G••••• L•• BD affiliatedJun 10, 2011 to Jun 16, 2015 · Vestal, Ny
- L•• F•••••••• L•• BD affiliatedJan 25, 2011 to Dec 21, 2011 · Vestal, Ny
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedDec 20, 2007 to Feb 7, 2011 · Atlanta, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 3, 2007 to Nov 12, 2007 · Atlanta, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 17, 2005 to Dec 31, 2005 · Kennesaw, Ga
- W•••• F•••• A••••••• wirehouseSep 24, 2002 to Jul 12, 2004 · Marietta, Ga
Moves
a registration end followed by a registration begin elsewhere
- C•••••• G•••• • C• I•• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C•••••• G•••• • C• I••left Dec 31, 2018, registered Jan 25, 2019 (25 days) · Affiliated broker-dealer or bank to independent RIA
- P•••••• A•••••• G••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 16, 2015, registered Jun 25, 2015 (9 days) · Other
- L•• F•••••••• L•• to P•••••• A•••••• G••••• L••left Dec 21, 2011, registered Jun 10, 2011 (-194 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left Feb 7, 2011, registered Jan 25, 2011 (-13 days) · Other
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 12, 2007, registered Dec 20, 2007 (38 days) · Other
- W•••• F•••• A••••••• to M•• I•••••••• S•••••••• L••left Jul 12, 2004, registered Mar 17, 2005 (248 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address