RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• S••• M••••••••
- M•• P•••••• W••••• independent RIA currentsince Mar 27, 2025 · Canonsburg, Pa
- G•••• P•••• A•••••••• L•• formerApr 1, 2021 to May 1, 2025 · Rockville, Md
- H• B•••• I••• formerSep 15, 2004 to Apr 1, 2021 · Pittsburgh, Pa
- P•••••••• S••••••••• I••• BD affiliatedDec 18, 2003 to Sep 15, 2004 · Pittsburgh, Pa
- V••••••• I••••••••• A•••••••• I••• unclassifiedMar 18, 2002 to Dec 2, 2003 · Pittsburgh, Pa
- G•••• P•••• A•••••••• L•• to M•• P•••••• W•••••left May 1, 2025, registered Mar 27, 2025 (-35 days) · Affiliated broker-dealer or bank to a newly registered adviser
- H• B•••• I••• to G•••• P•••• A•••••••• L••left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
- P•••••••• S••••••••• I••• to H• B•••• I•••left Sep 15, 2004, registered Sep 15, 2004 (0 days) · Other
- V••••••• I••••••••• A•••••••• I••• to P•••••••• S••••••••• I•••left Dec 2, 2003, registered Dec 18, 2003 (16 days) · Other
- C••••••••• S••• M•••••••• left G•••• P•••• A•••••••• L•• for M•• P•••••• W••••• (registered 2025-03-27)May 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address