RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••• S•••• P••••••••
- P•••• C•••••• F•••••••• mixed wealth currentsince May 6, 2022 · Overland Park, Ks
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 3, 2011 to May 6, 2022 · Overland Park, Ks
- V••• F•••••••• P•••••••• L•• formerMar 6, 2006 to Jan 3, 2011 · Overland Park, Ks
- V••• F•••••••• A•••••••• I••• to P•••• C•••••• F••••••••left May 6, 2022, registered May 6, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- W•••• S•••• P•••••••• left V••• F•••••••• A•••••••• I••• for P•••• C•••••• F•••••••• (registered 2022-05-06)May 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address