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Registered advisor
D•••• M• A•••••••
Feed of 09/14/2026
Also filed as David Mark Anderson
At current firm
4 y
since Jun 14, 2022
In the industry
27 y
since Dec 9, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jun 14, 2022 · Rochester, Mi
- W•••• F•••• A••••••• wirehouseOct 27, 2014 to Nov 3, 2014 · Birmingham, Mi
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jul 14, 2022 · Waterford, Mi
- C•••• I••••••••• S••••••• C•••• formerApr 23, 2010 to Oct 1, 2012 · Huntington Woods, Mi
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jul 14, 2022, registered Oct 27, 2014 (-2817 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Nov 3, 2014, registered Jun 14, 2022 (2780 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
- D•••• M• A••••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2014-10-27)Jul 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address