RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Y•••••• B••• C••••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 25, 2016 · Ocala, Fl
- W•••• F•••• A••••••• wirehouseAug 13, 2012 to Sep 10, 2012 · Orlando, Fl
- S••••••• I••••••••• S•••••••• I••• formerAug 24, 2001 to Aug 13, 2012 · Belleview, Fl
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Sep 10, 2012, registered Aug 25, 2016 (1445 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Aug 13, 2012, registered Aug 13, 2012 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address