L••• D••••••••

Professional profile

••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• S•••••••• A•••••••• L•• BD affiliated current
  since Apr 16, 2021 · Miami, Fl
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Aug 15, 2012 to Apr 20, 2021 · Southbury, Ct
• W•••• F•••• A••••••• wirehouse
  Dec 20, 2006 to Jul 10, 2012 · Watertown, Ct

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• A•••••••• L••
  left Apr 20, 2021, registered Apr 16, 2021 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Jul 10, 2012, registered Aug 15, 2012 (36 days) · Wirehouse to wirehouse

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address