RIA Intelligence

• M•••••• BD affiliated current
  since Jun 26, 2019 · Novi, Mi
• J••• M••••• S••••••••• L•• wirehouse
  Jul 9, 2009 to May 3, 2012 · Ann Arbor, Mi
• B••• O•• S••••••••• C••••••••• unclassified
  Nov 1, 2002 to Jul 31, 2003 · Redford, Mi

• J••• M••••• S••••••••• L•• to M••••••
  left May 3, 2012, registered Jun 26, 2019 (2610 days) · Wirehouse to affiliated broker-dealer or bank
• B••• O•• S••••••••• C••••••••• to J••• M••••• S••••••••• L••
  left Jul 31, 2003, registered Jul 9, 2009 (2170 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address