DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Feed of 09/14/2026
Also filed as T••• J•••••• U••••••
At current firm
0 y
since Nov 7, 2025
In the industry
27 y
since May 7, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 7, 2025 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseJul 28, 2010 to Nov 19, 2025 · Atlanta, Ga
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedFeb 20, 2003 to Aug 2, 2010 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Nov 19, 2025, registered Nov 7, 2025 (-12 days) · Wirehouse to wirehouse · moved with a team
- G•••••• S•••• W••••• S•••••••• L••• to U•• F•••••••• S••••••• I•••left Aug 2, 2010, registered Jul 28, 2010 (-5 days) · Other
Signals
- ••• LockedNov 19, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address