RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C••••• S••••
- C•••••• C••••• G••••• I••• no RAUM currentsince Apr 9, 2018 · Los Angeles, Ca
- N••••••••• S••••••••• L•• no RAUMNov 4, 2008 to Jul 21, 2010 · Dublin, Oh
- C•••• I••••••••• S••••••• C•••• formerJul 26, 2005 to Sep 17, 2008 · Columbus, Oh
- B••• O•• S••••••••• C••••••••• unclassifiedMay 10, 2005 to Nov 4, 2005 · Columbus, Oh
- B••• O•• S••••••••• C••••••••• unclassifiedJul 17, 2001 to May 13, 2004 · Columbus, Oh
- N••••••••• S••••••••• L•• to C•••••• C••••• G••••• I•••left Jul 21, 2010, registered Apr 9, 2018 (2819 days) · Other
- C•••• I••••••••• S••••••• C•••• to N••••••••• S••••••••• L••left Sep 17, 2008, registered Nov 4, 2008 (48 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Nov 4, 2005, registered Jul 26, 2005 (-101 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address