E••• W••••••

• R••••••••• C•••••• M••••••••• BD affiliated current
  since Feb 17, 2023 · Satellite Beach, Fl
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  May 24, 2013 to Feb 21, 2023 · Rockledge, Fl
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jun 12, 2013 · Orlando, Fl
• M••••• S•••••• • C•• L•• unclassified
  Mar 28, 2008 to Jun 1, 2009 · Orlando, Fl
• R••••• W• B•••• • C•• I••••••••• mixed wealth
  Dec 6, 2004 to Mar 18, 2008 · Orlando, Fl

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••••••• C•••••• M•••••••••
  left Feb 21, 2023, registered Feb 17, 2023 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Jun 12, 2013, registered May 24, 2013 (-19 days) · Wirehouse to wirehouse
• M••••• S•••••• • C•• L•• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• R••••• W• B•••• • C•• I••••••••• to M••••• S•••••• • C•• L••
  left Mar 18, 2008, registered Mar 28, 2008 (10 days) · Other

• ••• Locked
  Feb 21, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address