RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J•••• S••••
- S•••• A••••••• state registered currentsince Oct 3, 2025 · Orinda, Ca
- B••••••••• independent RIAApr 11, 2014 to Jun 29, 2015 · San Francisco, Ca
- C••••• S••••• S••••••••• •••• L•• formerJul 15, 2011 to Mar 18, 2014 · San Francisco, Ca
- B••• S•••••• A•••• M••••••••• I••• no RAUMJul 18, 2005 to Feb 15, 2007 · New York, Ny
- B••••••••• to S•••• A•••••••left Jun 29, 2015, registered Oct 3, 2025 (3749 days) · Other
- C••••• S••••• S••••••••• •••• L•• to B•••••••••left Mar 18, 2014, registered Apr 11, 2014 (24 days) · Other
- B••• S•••••• A•••• M••••••••• I••• to C••••• S••••• S••••••••• •••• L••left Feb 15, 2007, registered Jul 15, 2011 (1611 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address