DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bear Stearns Asset Management Inc.
Latest filing Mar 31, 2026
First filing on the tape Nov 30, 2011 · 44 filings
SEC status approved since Jun 18, 1987
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$0 as of Mar 31, 2026
Mar 30, 2012$1.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20120 then
Employees (5.A)5 as of Mar 31, 2026
Mar 28, 201312 then
Private funds1 as of Mar 31, 2026
Mar 30, 201213 then
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Michael Adam Rosen to Morgan StanleyJan 9, 2009 · Other
- Michael T Cleary to Cetera Advisors LLCDec 31, 2008 · Other
- Lawrence Michael Fields to Tocqueville Asset Management LPNov 3, 2008 · Other
- Heather Jacobs Perlmutter to Tocqueville Asset Management LPNov 3, 2008 · Other
- Benjamin Kane Lathrop to Citigroup Global Markets Inc.Oct 16, 2008 · Other
- James Patrick Dowd to North CapitalOct 2, 2008 · Other
- Christopher Edward Miller to Edward JonesJul 8, 2008 · Other
- Justin Matthew Launer to J.P. Morgan Private Wealth Advisors LLCJul 8, 2008 · Other
- Elizabeth Sara Mccoy to Credit Suisse Securities (USA) LLCJun 5, 2008 · Other
- Marshall Ian Gordon to Clearbridge Investments, LLCMay 5, 2008 · Other
- Christopher Edward Henderson to Palisade Capital Management, LPApr 16, 2008 · Other
- Lenny Castagna to O'Shaughnessy Asset Management, LLCApr 9, 2008 · Other
- Lynne Arlene Crockett to J.P. Morgan Securities LLCApr 2, 2008 · Other
- Christopher Stratton Loveless to O'Shaughnessy Asset Management, LLCJan 2, 2008 · Other
- Ari Mark Rosenbaum to O'Shaughnessy Asset Management, LLCJul 11, 2007 · Other
Joined, latest
- James Patrick Dowd from North Capital LLCFeb 28, 2005 · Other
- Luke Donenfeld from J.P. Morgan Securities LLCJun 30, 2004 · Other
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Mbi Co-Invest Fund, LPno longer reported | Private Equity Fund | $34.2M | 4 | Mar 31, 2015 |
| Bear Stearns Health Innoventures, LPno longer reported | Private Equity Fund | $1.7M | 19 | Mar 30, 2012 |
| Constellation Venture Capital, LPno longer reported | Private Equity Fund | $185,821 | 66 | Mar 30, 2012 |
| Access Fund Vii, LPno longer reported | Private Equity Fund | $0 | 49 | Mar 30, 2012 |
| Private Opportunity Ventures, LP | Private Equity Fund | $0 | 192 | Mar 30, 2012 |
| Tahoma Cdo III, Ltd. | Securitized Asset Fund | $0 | 0 | Mar 31, 2017 |
| High Grade Structured Credit Cdo 2004-1 Ltd. | Securitized Asset Fund | $0 | 0 | Mar 31, 2017 |
| Access Fund IV, LP | Private Equity Fund | $0 | 114 | Mar 30, 2012 |
| Tahoma Cdo, Ltd.no longer reported | Securitized Asset Fund | $0 | 0 | Mar 31, 2017 |
| Venture Partners, LP | Private Equity Fund | $0 | 402 | Mar 30, 2012 |
| Constellation Venture Capital II, LP | Private Equity Fund | $0 | 78 | Mar 30, 2012 |
| Access Fund III, LP | Private Equity Fund | $0 | 49 | Mar 30, 2012 |
| Access Fund V, LP | Private Equity Fund | $0 | 130 | Mar 30, 2012 |
| Private Equity Opportunity Fund II, LP | Private Equity Fund | $0 | 188 | Mar 30, 2012 |
| Tahoma Cdo II, Ltd. | Securitized Asset Fund | $0 | 0 | Mar 31, 2017 |
| Private Equity Opportunity Fund, LP | Private Equity Fund | $0 | 298 | Mar 30, 2012 |
| Access Fund II, LP | Private Equity Fund | $0 | 55 | Mar 30, 2012 |
| Access Fund Vi, LP | Private Equity Fund | $0 | 236 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Gavin Berelowitz · Director / Managing Directorcontrolsince 11/2020 · owns less than 5%
- Mark Campbell-James · Director / Chief Financial Officersince 12/2022 · owns less than 5%
- Karl Eric Hildenbrand · Chief Compliance Officer/Executive Directorsince 05/2014 · owns less than 5%
- Padraig Ronan O'Comhrai · Chief Legal Officersince 08/2022 · owns less than 5%
- J Ronald Withelder · Directorsince 09/2022 · owns less than 5%
Entity owners
- The Bear Stearns Companies LLC · Direct Parentdirect · owns 75% or more
- Jpmorgan Chase & Co. · 100% Shareholderindirect · owns 75% or more of Jpmorgan Chase Holdings LLC · public reporting company
- Jpmorgan Chase Holdings LLC · 100% Shareholderindirect · owns 75% or more of The Bear Stearns Companies LLC
Related persons
Schedule D 7.A
- Bear Stearns Access Fund II Management LLCpooled vehicle sponsory
- Bear Stearns Access Fund III Management LLCpooled vehicle sponsory
- Bear Stearns Access Fund Management LLCpooled vehicle sponsory
- Bear Stearns Fof Asset Management LLCpooled vehicle sponsory
- Bear Stearns Fof II Asset Management LLCpooled vehicle sponsory
- Bear Stearns Private Opportunity Ventures Management LLCpooled vehicle sponsory
- Bear Stearns Ventures Management LLCpooled vehicle sponsory
- Cgc Gp II, LLCpooled vehicle sponsory
- J.P. Morgan Investment Management Inc.investment adviserbankpooled vehicle sponsorLP sponsornRAUM $3519B
- J.P. Morgan Securities LLCbroker-dealerinvestment advisertrust companyLP sponsorCPO or CTAreal estatecustodiannRAUM $430B
- Jpmorgan Asset Management (Uk) Limitedinvestment adviserbankpooled vehicle sponsornRAUM $484B
- Jpmorgan Chase Bank, N.A.investment adviserbankpooled vehicle sponsorCPO or CTAcustodiann
Advisers that list Bear Stearns Asset Management Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY6 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusual affiliate densityStatic outlier · filing Mar 31, 2026distinct affiliate types checked on Item 7.A of 6.0 against a peer median of 2.0 (176 comparable advisers, 98.0th percentile, 5.4 robust deviations)peers: other advisers, under $100M (176) · 98% percentile
- compensation changedChange between filings · filing Mar 31, 2026performance-based compensation (Item 5.E.6): yes on the filing of 2025-09-30, no on the filing of 2026-03-31peers: other advisers, under $100M (673)
What changed
consecutive filings, newest first
- Advisory employees · 4 to 1Sep 30, 2025 to Mar 31, 2026
- Employees · 7 to 5Sep 30, 2025 to Mar 31, 2026
- Accounts · 18 to 0Mar 26, 2024 to Mar 27, 2025
- Advisory employees · 6 to 4Mar 26, 2024 to Mar 27, 2025
- BD registered reps · 2 to 1Mar 26, 2024 to Mar 27, 2025
- Pooled vehicle clients · 18 to 1Mar 26, 2024 to Mar 27, 2025
- Assets in custody · 17282631.0 to unsetMar 26, 2024 to Mar 27, 2025
- Custody of client assets · true to falseMar 26, 2024 to Mar 27, 2025
- Employees · 6 to 7Mar 26, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 27, 2025
- Private funds · 13 to 1Mar 26, 2024 to Mar 27, 2025
- Discretionary RAUM · $17.3M to $0Mar 26, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $17.3M to $0Mar 26, 2024 to Mar 27, 2025
- RAUM · $17.3M to $0Mar 26, 2024 to Mar 27, 2025
- Assets in custody · $64.1M to $17.3MMar 30, 2023 to Mar 26, 2024
- Discretionary RAUM · $64.1M to $17.3MMar 30, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $64.1M to $17.3MMar 30, 2023 to Mar 26, 2024
- RAUM · $64.1M to $17.3MMar 30, 2023 to Mar 26, 2024
- Accounts · 20 to 18Nov 4, 2022 to Mar 30, 2023
- Pooled vehicle clients · 20 to 18Nov 4, 2022 to Mar 30, 2023
- Assets in custody · $86.1M to $64.1MNov 4, 2022 to Mar 30, 2023
- Discretionary RAUM · $86.1M to $64.1MNov 4, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $86.1M to $64.1MNov 4, 2022 to Mar 30, 2023
- RAUM · $86.1M to $64.1MNov 4, 2022 to Mar 30, 2023
- Accounts · 22 to 20Jan 28, 2022 to Mar 31, 2022
- Pooled vehicle clients · 22 to 20Jan 28, 2022 to Mar 31, 2022
- Assets in custody · $111M to $86.1MJan 28, 2022 to Mar 31, 2022
- Employees · 9 to 6Jan 28, 2022 to Mar 31, 2022
- Private funds · 14 to 13Jan 28, 2022 to Mar 31, 2022
- Discretionary RAUM · $111M to $86.1MJan 28, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $111M to $86.1MJan 28, 2022 to Mar 31, 2022
- RAUM · $111M to $86.1MJan 28, 2022 to Mar 31, 2022
- Accounts · 25 to 22Jan 29, 2021 to Mar 30, 2021
- BD registered reps · 3 to 2Jan 29, 2021 to Mar 30, 2021
- Pooled vehicle clients · 25 to 22Jan 29, 2021 to Mar 30, 2021
- Assets in custody · $127M to $111MJan 29, 2021 to Mar 30, 2021
- Employees · 10 to 9Jan 29, 2021 to Mar 30, 2021
- Private funds · 15 to 14Jan 29, 2021 to Mar 30, 2021
- Discretionary RAUM · $127M to $111MJan 29, 2021 to Mar 30, 2021
- Pooled vehicle RAUM · $127M to $111MJan 29, 2021 to Mar 30, 2021
Signals
9 dated events
- Sandra Belmonti (Director / Executive Director) no longer on Schedule A of Bear Stearns Asset Management Inc. (listed 2022-03-31, absent 2022-09-06)Sep 6, 2022 · Control person left · inference
- Elisabeth Jennifer Mcgrew (Director / Chief Financial Officer / Managing Director) no longer on Schedule A of Bear Stearns Asset Management Inc. (listed 2020-12-04, absent 2021-01-29)Jan 29, 2021 · Control person left · inference
- Gavin Berelowitz (Director / Managing Director) appeared on Schedule A of Bear Stearns Asset Management Inc.Dec 4, 2020 · Control person joined · fact
- Elisabeth Jennifer Mcgrew (Director / Chief Financial Officer / Managing Director) appeared on Schedule A of Bear Stearns Asset Management Inc.Dec 4, 2020 · Control person joined · fact
- Sandra Belmonti (Director / Executive Director) appeared on Schedule A of Bear Stearns Asset Management Inc.Dec 4, 2020 · Control person joined · fact
- Mark Lawrence Unrein (Director/Chairman/Chief Executive Officer/President/Managing Director) no longer on Schedule A of Bear Stearns Asset Management Inc. (listed 2020-10-23, absent 2020-12-04)Dec 4, 2020 · Control person left · inference
- Ann Megan Mcclellan (Director/Chief Financial Officer/Managing Director) no longer on Schedule A of Bear Stearns Asset Management Inc. (listed 2020-10-23, absent 2020-12-04)Dec 4, 2020 · Control person left · inference
- Thomas Richard Madsen (Director/Managing Director) no longer on Schedule A of Bear Stearns Asset Management Inc. (listed 2019-03-28, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Bear Stearns Asset Management Inc. reported RAUM $221.7M, down 38% from $358.6M (2017-07-11 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Bear Stearns Asset Management Inc. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-648-1318reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026