DFX Intelligence
RIA Intelligence
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Registered advisor
R••••• M•••• G••••••
Feed of 09/14/2026
Also filed as R••••• Yvonne M••••
At current firm
22 y
since Jun 21, 2004
In the industry
49 y
since Jan 1, 1977 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••••• F•••••••• G••••• I••• independent RIA currentsince Jun 21, 2004 · Atlanta, Ga
- T•••• A•••••••• L•• formerFeb 3, 2003 to Jul 16, 2004 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- T•••• A•••••••• L•• to K••••••• F•••••••• G••••• I•••left Jul 16, 2004, registered Jun 21, 2004 (-25 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 49derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address