DFX Intelligence
RIA Intelligence
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SEC-registered adviser
K••••••• F•••••••• G••••• I•••
Latest filing Sep 11, 2026
First filing on the tape Feb 8, 2012 · 18 filings
SEC status approved since Jun 4, 2021
RAUM
$247M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$234M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$35.3M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$247M as of Apr 27, 2026
Feb 8, 2012$40.3M then
HNW client RAUM$193M as of Apr 27, 2026
Feb 7, 2022$117M then
State-registered IARs (5.B.3)7 as of Apr 27, 2026
Feb 8, 20120 then
Employees (5.A)7 as of Apr 27, 2026
Feb 7, 20226 then
Private funds: no history
RAUM +24% over the last fiscal year+23% a year over threeIARs 6 to 7
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $35.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $392,753derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$193M78%
- Individuals$41.5M17%
- Pension and profit-sharing plans$8.6M3.5%
- Charitable organizations$2.4M1.0%
- Corporations and businesses$1.2M0.5%
- Individual clients
- 210reported
- HNW clients
- 67reported
- Pension plan clients
- 6reported
- Charitable clients
- 1reported
- Accounts
- 630reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• M•••• G•••••• | Atlanta, Ga | Jun 21, 2004 | 49 y | 1 |
| T••••• K••• S••••• | Atlanta, Ga | Jun 21, 2004 | 39 y | 1 |
| G••• S•••••• F•••••• | Atlanta, Ga | Jul 19, 2007 | 33 y | 0 |
| A••••• J•••• G••••••Certified Financial Planner | Atlanta, Ga | Jan 5, 2011 | 17 y | 0 |
| R••• P•••••• M•••••••••Certified Financial Planner | Atlanta, Ga | Dec 13, 2017 | 12 y | 1 |
| N•••• A•• H••••• | Atlanta, Ga | Aug 28, 2018 | 17 y | 0 |
| J••• L• C••••• C•••••• | Atlanta, Ga | May 30, 2025 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K••••• B••••• S••••••• to S••Feb 18, 2010 · Other
Joined, latest
- R••• P•••••• M••••••••• from M••••• S••••••Dec 13, 2017 · Other
- K••••• B••••• S••••••• from W•••••• • R•••Jul 24, 2009 · Other
- R••••• M•••• G•••••• from T•••• A•••••••• L••Jun 21, 2004 · Other
- T••••• K••• S••••• from T•••• A•••••••• L••Jun 21, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••• G•••• S•••••• · Secretary/Chief Compliance Officercontrolsince 01/2004 · owns 10% to 25%
- G••••••• R•••••• M•••• · President/Ceocontrolsince 07/1999 · owns 25% to 50%
- S•••••• T•••••• K••• · Cfo/Treasurercontrolsince 07/1999 · owns 25% to 50%
- G••••••• A•••••• J•••• · Chief Investment Officersince 01/2017 · owns 10% to 25%
Related persons
Schedule D 7.A
- L•••• • G••••••• I•••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Business name · K••••••• F•••••••• G••••• I••• to L•••• A•• G•••••• W••••• A•••••••Apr 27, 2026 to Sep 11, 2026
- Financial planning clients · 51-100 to 51-100Apr 27, 2026 to Sep 11, 2026
- Succession · false to unsetApr 27, 2026 to Sep 11, 2026
- Accounts · 572 to 630Jul 22, 2025 to Feb 11, 2026
- Advisory employees · 4 to 5Jul 22, 2025 to Feb 11, 2026
- Corporate clients · 6 to 4Jul 22, 2025 to Feb 11, 2026
- HNW clients · 64 to 67Jul 22, 2025 to Feb 11, 2026
- Individual clients · 185 to 210Jul 22, 2025 to Feb 11, 2026
- Pension plan clients · 9 to 6Jul 22, 2025 to Feb 11, 2026
- Employees · 6 to 7Jul 22, 2025 to Feb 11, 2026
- State-registered IARs · 6 to 7Jul 22, 2025 to Feb 11, 2026
- Discretionary RAUM · $199M to $247MJul 22, 2025 to Feb 11, 2026
- HNW RAUM · $154M to $193MJul 22, 2025 to Feb 11, 2026
- Individual RAUM · $31.9M to $41.5MJul 22, 2025 to Feb 11, 2026
- Non-discretionary RAUM · $192,278 to $0Jul 22, 2025 to Feb 11, 2026
- Pension RAUM · $9.2M to $8.6MJul 22, 2025 to Feb 11, 2026
- RAUM · $200M to $247MJul 22, 2025 to Feb 11, 2026
- Financial planning clients · 51-100 to 51-100May 19, 2025 to Jul 22, 2025
- Accounts · 493 to 572Feb 5, 2024 to Feb 4, 2025
- Corporate clients · 7 to 6Feb 5, 2024 to Feb 4, 2025
- HNW clients · 60 to 64Feb 5, 2024 to Feb 4, 2025
- Individual clients · 160 to 185Feb 5, 2024 to Feb 4, 2025
- Discretionary RAUM · $180M to $199MFeb 5, 2024 to Feb 4, 2025
- HNW RAUM · $144M to $154MFeb 5, 2024 to Feb 4, 2025
- Individual RAUM · $23.7M to $31.9MFeb 5, 2024 to Feb 4, 2025
- Non-discretionary RAUM · $171,270 to $192,278Feb 5, 2024 to Feb 4, 2025
- Pension RAUM · $7.5M to $9.2MFeb 5, 2024 to Feb 4, 2025
- RAUM · $180M to $200MFeb 5, 2024 to Feb 4, 2025
- Accounts · 454 to 493Sep 8, 2023 to Feb 5, 2024
- HNW clients · 55 to 60Sep 8, 2023 to Feb 5, 2024
- Individual clients · 159 to 160Sep 8, 2023 to Feb 5, 2024
- Pension plan clients · 10 to 9Sep 8, 2023 to Feb 5, 2024
- Discretionary RAUM · $133M to $180MSep 8, 2023 to Feb 5, 2024
- HNW RAUM · $107M to $144MSep 8, 2023 to Feb 5, 2024
- Individual RAUM · $17.2M to $23.7MSep 8, 2023 to Feb 5, 2024
- Non-discretionary RAUM · $173,502 to $171,270Sep 8, 2023 to Feb 5, 2024
- Pension RAUM · $5.6M to $7.5MSep 8, 2023 to Feb 5, 2024
- RAUM · $133M to $180MSep 8, 2023 to Feb 5, 2024
- Accounts · 419 to 454Oct 18, 2022 to Feb 3, 2023
- Corporate clients · 6 to 7Oct 18, 2022 to Feb 3, 2023
Signals
1 dated events
- K••••••• F•••••••• G••••• I••• filed its initial SEC registration (Form ADV)May 6, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 770-698-9816reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- K•••••••FG.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 770-698-9816reportedpublic record, Form ADV, Sep 11, 2026
- Contact form
- k•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $35.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026