DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bok Financial Private Wealth, Inc.
Latest filing Mar 26, 2026
First filing on the tape Mar 8, 2012 · 68 filings
SEC status approved since Mar 6, 1996
RAUM
$3.7B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
83%
$3.1B individuals and HNW
Advisors
27
registered through the firm on IAPD
RAUM per advisor
$138M
derived; firm RAUM over IAPD count
Employees
37
23 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
68 filings and snapshots on the tape
RAUM$3.7B as of Mar 26, 2026
Mar 8, 2012$1.2B then
HNW client RAUM$2.9B as of Mar 26, 2026
Mar 27, 2018$2.2B then
State-registered IARs (5.B.3)25 as of Mar 26, 2026
Jan 25, 20137 then
Employees (5.A)37 as of Mar 26, 2026
Jan 25, 201321 then
Private funds: no history
RAUM +17% over the last fiscal year+14% a year over threeIARs 19 to 25
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- $138MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.1MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 4.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 3.0derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +32%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.9B79%
- Corporations and businesses$459M12%
- Charitable organizations$167M4.5%
- Individuals$149M4.0%
- Pension and profit-sharing plans$11.2M0.3%
- Investment companies$5.5M0.1%
- Individual clients
- 323reported
- HNW clients
- 414reported
- Pension plan clients
- 5reported
- Charitable clients
- 24reported
- Accounts
- 2,402reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.83 fund_share=0.0 institutional_share=0.05 related_bd=true related_bank=false bd_reps=15.0derived
Advisors registered through the firm
27 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jacqueline Ann Sheahan | Houston, Tx | Mar 7, 2005 | 38 y | 1 |
| Robert Harry Lambright | Tulsa, Ok | Jan 4, 2011 | 22 y | 2 |
| Kayla Jo Smiley | Ft Worth, Tx | Mar 16, 2011 | 17 y | 3 |
| Michael Vincent MannaCertified Financial Planner | Dallas, Tx | Sep 3, 2015 | 12 y | 0 |
| David Charles SegoCertified Financial Planner, Personal Financial Specialist | Dallas, Tx | Apr 20, 2016 | 26 y | 1 |
| Andrew Robert HicksChartered Financial Analyst | Denver, Co | Nov 18, 2016 | 16 y | 2 |
| Ryan Michael Flippo | Tulsa, Ok | Jan 8, 2018 | 13 y | 0 |
| Gregory Donelson Carlin | Denver, Co | Mar 21, 2019 | 15 y | 0 |
| Brian Philip Quill | Denver, Co | May 1, 2019 | 23 y | 5 |
| Martin Holtwick WalshCertified Financial Planner | Denver, Co | Oct 3, 2019 | 18 y | 2 |
| Adam Seth Baker | Plano, Tx | Apr 30, 2021 | 21 y | 2 |
| Robert Logan Burnam | Houston, Tx | Dec 9, 2021 | 25 y | 1 |
| Michael Joseph Zarich | Plano, Tx | Feb 25, 2022 | 26 y | 2 |
| Alessandro UggeChartered Financial Consultant | Plano, Tx | Sep 25, 2023 | 13 y | 4 |
| George Cameron Decell | Plano, Tx | Sep 26, 2023 | 14 y | 3 |
| Fenny JieChartered Financial Analyst | Austin, Tx | Feb 1, 2024 | 12 y | 1 |
| Josh David Lozow | Denver, Co | Apr 3, 2024 | 27 y | 5 |
| Erin Melissa Finley LeeChartered Financial Analyst | Plano, Tx | May 7, 2025 | 12 y | 1 |
| Kelly Ann Landen | Plano, Tx | May 20, 2025 | 12 y | 1 |
| Nora Calderon GilCertified Financial Planner | Plano, Tx | Jun 24, 2025 | 11 y | 3 |
| John KimCertified Financial Planner | Denver, Co | Oct 27, 2025 | 10 y | 4 |
| George Venegas Pedraza | San Antonio, Tx | Nov 4, 2025 | 25 y | 5 |
| Andrew Louis Nelson | Denver, Co | Dec 19, 2025 | 31 y | 2 |
| Cynthia Lee BurtonCertified Financial Planner, Chartered Financial Consultant | Denver, Co | Jan 21, 2026 | 26 y | 0 |
| Colin Ray Thomas | Plano, Tx | Jun 3, 2026 | 11 y | 0 |
| Leah Beth Collette | Fort Worth, Tx | Jun 9, 2026 | 20 y | 3 |
| Clinton Wesley Barnes | Denver, Co | Sep 16, 2026 | 25 y | 3 |
Advisor movement
2 left, 3 joined in 12 months
net +1 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 7.4% of current headcount5 left over 36 months
Left, latest
- Eric Scott Holt to Cerity Partners LLCSep 16, 2026 · RIA to RIA
- Jonathon Durst Mcadams to Frost Investment ServicesDec 22, 2025 · RIA to affiliated broker-dealer or bank
- Catherine Echon Haffner to Bok Financial AdvisorsDec 3, 2024 · RIA to affiliated broker-dealer or bank
- Joseph Edward Weintraub to Pruco Securities, LLCFeb 15, 2024 · RIA to affiliated broker-dealer or bank
- Kyle Ray Bowen to Truist Advisory Services, Inc.Oct 26, 2023 · RIA to affiliated broker-dealer or bank
- Christian Strauss O'Dwyer to Innovest Portfolio Solutions LLCAug 31, 2023 · Other
- Edward H. Arnold to J.P. Morgan Securities LLCMay 3, 2023 · RIA to wirehouse
- Robert Alexandrovic to Merit Financial AdvisorsOct 24, 2022 · RIA to RIA
- Justin Brown to Edward JonesJun 17, 2022 · RIA to affiliated broker-dealer or bank
- Michael Robb to Bok Financial AdvisorsJul 20, 2021 · RIA to affiliated broker-dealer or bank
- Christopher Cline Freimuth to Elk River Wealth Management LLCApr 21, 2020 · RIA to a newly registered adviser
- Daniel Evan Owens to Elk River Wealth Management LLCApr 21, 2020 · RIA to a newly registered adviser
- Juliet M Hull to Elk River Wealth Management LLCApr 21, 2020 · RIA to a newly registered adviser
- Rita Koch Day to Elk River Wealth Management LLCJan 2, 2020 · RIA to a newly registered adviser
- Sandra Loraine Knecht to Transform Wealth, LLCNov 21, 2019 · RIA to RIA
Joined, latest
- Clinton Wesley Barnes from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 16, 2026 · Wirehouse to independent RIA
- Leah Beth Collette from J.P. Morgan Securities LLCJun 9, 2026 · Wirehouse to independent RIA
- John Kim from Huntington Financial AdvisorsOct 27, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jonathon Durst Mcadams from Exencial Wealth AdvisorsMay 17, 2024 · RIA to RIA
- Josh David Lozow from Mercer Global Advisors Inc.Apr 3, 2024 · RIA to RIA
- Fenny Jie from Bok Financial AdvisorsFeb 1, 2024 · Affiliated broker-dealer or bank to independent RIA
- Joseph Edward Weintraub from Ae Wealth Management, LLCNov 7, 2023 · Affiliated broker-dealer or bank to independent RIA
- George Cameron Decell from Bok Financial AdvisorsSep 26, 2023 · Affiliated broker-dealer or bank to independent RIA
- Catherine Echon Haffner from Texas Capital Bank Private Wealth AdvisorsSep 25, 2023 · RIA to RIA
- Christian Strauss O'Dwyer from UBS Financial Services Inc.Apr 19, 2022 · Wirehouse to independent RIA
- Michael Joseph Zarich from King Investment Advisors, Inc.Feb 25, 2022 · Other
- Edward H. Arnold from Bok Financial AdvisorsJul 14, 2021 · Affiliated broker-dealer or bank to independent RIA
- Justin Brown from Bok Financial AdvisorsMay 24, 2021 · Affiliated broker-dealer or bank to independent RIA
- Robert Alexandrovic from Tedstrom Wealth Advisors, Inc.Mar 5, 2020 · Other
- Martin Holtwick Walsh from LPL Financial LLCOct 3, 2019 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Elk River Wealth Management LLCApr 21, 2020 · Denver, Co
- 2 left for Transform Wealth, LLCNov 21, 2019 · Denver, Co
- 6 joined from Cobiz WealthOct 29, 2019 · Denver, Co · Firm absorbed
- 2 joined from Weaver Wealth ManagementAug 18, 2016 · San Antonio, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A Kimberly Bridges · Director Of Financial Planningcontrolsince 06/2019 · owns less than 5%
- Ann Shelly Cleveland · Tax Officer, Treasurercontrolsince 06/2019 · owns less than 5%
- Scott Clint Dishman · Senior Vice President And Manager, Strategic Investment Advisorscontrolsince 06/2019 · owns less than 5%
- Michael Ryan Flippo · Chief Compliance Officercontrolsince 06/2025 · owns less than 5%
- Bradley Scott Grauer · Chairmancontrolsince 08/2012 · owns less than 5%
- Scott Eric Holt · President And Managing Directorcontrolsince 02/2022 · owns less than 5%
- Fenny Jie · Managing Director, Investmentscontrolsince 06/2025 · owns less than 5%
- Margaret Mindy Mahaney · Chief Operating Officer, Secretarycontrolsince 08/2015 · owns less than 5%
- Stephen Mark Marrone · Chief Compliance Officercontrolsince 03/2018 · owns less than 5%
- E. Steven Nell · Chief Financial Officercontrolsince 06/2019 · owns less than 5%
- Nicholas Bryan Petry · Treasurer And Tax Officercontrolsince 06/2024 · owns less than 5%
- Clasen Carrie Porter · Senior Vice President And Chief Operating Officercontrolsince 06/2024 · owns less than 5%
- Charles David Sego · Managing Directorcontrolsince 03/2016 · owns less than 5%
- Ayres Gregory Wheeler · Chief Executive Officercontrolsince 08/2015 · owns less than 5%
- Michael Stephen Wyett · Managing Director, Investmentscontrolsince 06/2019 · owns less than 5%
- Bruce George Kaiser · Indirect Beneficial Ownercontrolsince 08/2012 · owns 75% or more of Bok Financial Corporation
Entity owners
- Bok Financial Corporation · Direct Beneficial Ownerdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- Bok Financial Insurance, Increal estaten
- Bok Financial Insurance, Increal estaten
- Bok Financial Advisorsbroker-dealerinvestment adviserreal estatenRAUM $1.1B
- Bokf Equity, LLCpooled vehicle sponsorn
- Bokf, Napooled vehicle sponsorcustodiany
- Bosc Agency, Inc.real estaten
- Cavanal Hill Distributors, Inc,broker-dealern
- Cavanal Hill Investment Management, Inc.investment advisernRAUM $15B
Advisers that list Bok Financial Private Wealth, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 13 | 6 | 1 | ||
| Plano, Tx | 5 | 1 | 0 | ||
| Dallas, Tx | 4 | 1 | 0 | ||
| Houston, Tx | 2 | 0 | 0 | ||
| Fort Worth, Tx | 2 | 2 | 0 | ||
| Tulsa, Ok | 2 | 0 | 0 | ||
| Scottsdale, Az | 1 | 0 | 1 | ||
| San Antonio, Tx | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX4 employees
- Houston, TX3 employees
- San Antonio, TX1 employees
- Scottsdale, AZ1 employees
- Tulsa, OK1 employees
- Plano, TX1 employees
- Fort Worth, TX1 employees
ADV anomalies
12 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 26, 2026PORTER, CARRIE, CLASEN (SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2019-06-27 and 2026-03-26peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 26, 2026Flippo, Ryan, Michael (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2019-06-27 and 2026-03-26peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 26, 2026JIE, FENNY (MANAGING DIRECTOR, INVESTMENTS) appeared on Schedule A between the filings of 2019-06-27 and 2026-03-26peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 26, 2026PETRY, BRYAN, NICHOLAS (TREASURER AND TAX OFFICER) appeared on Schedule A between the filings of 2019-06-27 and 2026-03-26peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 26, 2026MARRONE, MARK, STEPHEN (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2019-06-27 and 2026-03-26peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 26, 2026WYETT, STEPHEN, MICHAEL (MANAGING DIRECTOR, INVESTMENTS) left Schedule A between the filings of 2019-06-27 and 2026-03-26peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 26, 2026KAISER, GEORGE, BRUCE (INDIRECT BENEFICIAL OWNER) left Schedule A between the filings of 2019-06-27 and 2026-03-26peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 26, 2026SEGO, DAVID, CHARLES (MANAGING DIRECTOR) left Schedule A between the filings of 2019-06-27 and 2026-03-26peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 26, 2026BRIDGES, KIMBERLY, A (DIRECTOR OF FINANCIAL PLANNING) left Schedule A between the filings of 2019-06-27 and 2026-03-26peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 26, 2026NELL, STEVEN, E. (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2019-06-27 and 2026-03-26peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 26, 2026MAHANEY, MINDY, MARGARET (CHIEF OPERATING OFFICER, SECRETARY) left Schedule A between the filings of 2019-06-27 and 2026-03-26peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 26, 2026CLEVELAND, SHELLY, ANN (TAX OFFICER, TREASURER) left Schedule A between the filings of 2019-06-27 and 2026-03-26peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 2,179 to 2,402Jun 17, 2025 to Mar 26, 2026
- Advisory employees · 19 to 23Jun 17, 2025 to Mar 26, 2026
- BD registered reps · 12 to 15Jun 17, 2025 to Mar 26, 2026
- Charity clients · 15 to 24Jun 17, 2025 to Mar 26, 2026
- Corporate clients · 34 to 51Jun 17, 2025 to Mar 26, 2026
- HNW clients · 381 to 414Jun 17, 2025 to Mar 26, 2026
- Individual clients · 297 to 323Jun 17, 2025 to Mar 26, 2026
- Pension plan clients · 6 to 5Jun 17, 2025 to Mar 26, 2026
- Employees · 33 to 37Jun 17, 2025 to Mar 26, 2026
- Insurance-licensed employees · 12 to 15Jun 17, 2025 to Mar 26, 2026
- Financial planning clients · 101-250 to 51-100Jun 17, 2025 to Mar 26, 2026
- State-registered IARs · 19 to 25Jun 17, 2025 to Mar 26, 2026
- Discretionary RAUM · $3.1B to $3.7BJun 17, 2025 to Mar 26, 2026
- HNW RAUM · $2.6B to $2.9BJun 17, 2025 to Mar 26, 2026
- Individual RAUM · $146M to $149MJun 17, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $44.7M to $46.2MJun 17, 2025 to Mar 26, 2026
- Pension RAUM · $22.8M to $11.2MJun 17, 2025 to Mar 26, 2026
- RAUM · $3.2B to $3.7BJun 17, 2025 to Mar 26, 2026
- Financial planning clients · 101-250 to 101-250May 15, 2025 to Jun 17, 2025
- Accounts · 2,128 to 2,179May 30, 2024 to Mar 26, 2025
- Advisory employees · 16 to 19May 30, 2024 to Mar 26, 2025
- Charity clients · 29 to 15May 30, 2024 to Mar 26, 2025
- Corporate clients · 50 to 34May 30, 2024 to Mar 26, 2025
- HNW clients · 355 to 381May 30, 2024 to Mar 26, 2025
- Individual clients · 376 to 297May 30, 2024 to Mar 26, 2025
- Pension plan clients · 4 to 6May 30, 2024 to Mar 26, 2025
- State-registered IARs · 17 to 19May 30, 2024 to Mar 26, 2025
- Other offices · 7 to 8May 30, 2024 to Mar 26, 2025
- Discretionary RAUM · $2.8B to $3.1BMay 30, 2024 to Mar 26, 2025
- HNW RAUM · $2.2B to $2.6BMay 30, 2024 to Mar 26, 2025
- Individual RAUM · $186M to $146MMay 30, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $32.7M to $44.7MMay 30, 2024 to Mar 26, 2025
- Pension RAUM · $27.6M to $22.8MMay 30, 2024 to Mar 26, 2025
- RAUM · $2.8B to $3.2BMay 30, 2024 to Mar 26, 2025
- Accounts · 2,123 to 2,128Sep 26, 2023 to Mar 21, 2024
- BD registered reps · 9 to 12Sep 26, 2023 to Mar 21, 2024
- Charity clients · 16 to 29Sep 26, 2023 to Mar 21, 2024
- Corporate clients · 45 to 50Sep 26, 2023 to Mar 21, 2024
- HNW clients · 340 to 355Sep 26, 2023 to Mar 21, 2024
- Individual clients · 464 to 376Sep 26, 2023 to Mar 21, 2024
Signals
20 dated events
- Clinton Wesley Barnes registered as an investment adviser representative at Bok Financial Private Wealth, Inc.Sep 16, 2026 · Advisor registered · fact
- Eric Scott Holt left Bok Financial Private Wealth, Inc. for Cerity Partners LLC (registered 2026-09-14)Sep 16, 2026 · Advisor changed firm · fact
- Jonathon Durst Mcadams left Bok Financial Private Wealth, Inc. for Frost Investment Services (registered 2026-03-24)Dec 22, 2025 · Advisor changed firm · fact
- Ronald Charles Keever no longer registered at Bok Financial Private Wealth, Inc.; no later IA registration on IAPDAug 5, 2025 · Advisor departure · fact
- Catherine Echon Haffner left Bok Financial Private Wealth, Inc. for Bok Financial Advisors (registered 2023-09-25)Dec 3, 2024 · Advisor changed firm · fact
- Joseph Edward Weintraub left Bok Financial Private Wealth, Inc. for Pruco Securities, Llc (registered 2024-05-08)Feb 15, 2024 · Advisor changed firm · fact
- Kyle Ray Bowen left Bok Financial Private Wealth, Inc. for Truist Advisory Services, Inc. (registered 2023-09-26)Oct 26, 2023 · Advisor changed firm · fact
- Christian Strauss O'Dwyer left Bok Financial Private Wealth, Inc. for Innovest Portfolio Solutions Llc (registered 2023-12-15)Aug 31, 2023 · Advisor changed firm · fact
- Edward H. Arnold left Bok Financial Private Wealth, Inc. for J.P. Morgan Securities Llc (registered 2023-05-11)May 3, 2023 · Advisor changed firm · fact
- Robert Alexandrovic left Bok Financial Private Wealth, Inc. for Merit Financial Advisors (registered 2022-09-22)Oct 24, 2022 · Advisor changed firm · fact
- Justin Brown left Bok Financial Private Wealth, Inc. for Edward Jones (registered 2022-06-03)Jun 17, 2022 · Advisor changed firm · fact
- Cline Christopher Freimuth (Managing Director) no longer on Schedule A of Bok Financial Private Wealth, Inc. (listed 2020-03-11, absent 2020-05-28)May 28, 2020 · Control person left · inference
- Bok Financial Private Wealth, Inc. reported RAUM $2.7B, up 43% from $1.9B (2019-04-05 to 2019-06-27)Jun 27, 2019 · RAUM change · derived
- Cline Christopher Freimuth (Managing Director) appeared on Schedule A of Bok Financial Private Wealth, Inc.Jun 27, 2019 · Control person joined · fact
- Scott Eric Holt (Managing Director) appeared on Schedule A of Bok Financial Private Wealth, Inc.Jun 27, 2019 · Control person joined · fact
- Michael Stephen Wyett (Managing Director, Investments) appeared on Schedule A of Bok Financial Private Wealth, Inc.Jun 27, 2019 · Control person joined · fact
- E. Steven Nell (Chief Financial Officer) appeared on Schedule A of Bok Financial Private Wealth, Inc.Jun 27, 2019 · Control person joined · fact
- A Kimberly Bridges (Director Of Financial Planning) appeared on Schedule A of Bok Financial Private Wealth, Inc.Jun 27, 2019 · Control person joined · fact
- Scott Clint Dishman (Manager, Strategic Investment Advisors) appeared on Schedule A of Bok Financial Private Wealth, Inc.Jun 27, 2019 · Control person joined · fact
- Ann Shelly Cleveland (Tax Officer, Treasurer) appeared on Schedule A of Bok Financial Private Wealth, Inc.Jun 27, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 210-568-7697reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 303-539-0100reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 480-596-4343reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- BOKFINANCIALPRIVATEWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-539-0100reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $138Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026