DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Emily Jo Farrell

Edward Jonesnational BDOak Ridge, Ncdual registrantIAPD 3140476

Feed of 09/14/2026

At current firm

0 y

since Jul 10, 2026

In the industry

22 y

since Dec 1, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Edward Jones national BD current
since Jul 10, 2026 · Oak Ridge, Nc
Thrivent Investment Management Inc. BD affiliated
Mar 13, 2024 to Jul 14, 2026 · Kernersville, Nc
W&S Brokerage Services, Inc. BD affiliated
Nov 13, 2023 to Mar 11, 2024 · Greensboro, Nc
Ameriprise Financial Services, LLC national BD
Jan 6, 2023 to Aug 29, 2023 · Kernersville, Nc
Edward Jones national BD
May 9, 2022 to Jan 24, 2023 · Kernersville, Nc

Moves

a registration end followed by a registration begin elsewhere

Thrivent Investment Management Inc. to Edward Jones
left Jul 14, 2026, registered Jul 10, 2026 (-4 days) · Affiliated broker-dealer or bank to another
W&S Brokerage Services, Inc. to Thrivent Investment Management Inc.
left Mar 11, 2024, registered Mar 13, 2024 (2 days) · Affiliated broker-dealer or bank to another
Ameriprise Financial Services, LLC to W&S Brokerage Services, Inc.
left Aug 29, 2023, registered Nov 13, 2023 (76 days) · Affiliated broker-dealer or bank to another
Edward Jones to Ameriprise Financial Services, LLC
left Jan 24, 2023, registered Jan 6, 2023 (-18 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

Emily Jo Farrell left Thrivent Investment Management Inc. for Edward Jones (registered 2026-07-10)
Jul 14, 2026 · Advisor changed firm · fact
Emily Jo Farrell left W&S Brokerage Services, Inc. for Thrivent Investment Management Inc. (registered 2024-03-13)
Mar 11, 2024 · Advisor changed firm · fact
Emily Jo Farrell left Ameriprise Financial Services, Llc for W&S Brokerage Services, Inc. (registered 2023-11-13)
Aug 29, 2023 · Advisor changed firm · fact
Emily Jo Farrell left Edward Jones for Ameriprise Financial Services, Llc (registered 2023-01-06)
Jan 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address