RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• M•••••
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Jun 19, 2023 · Marlton, Nj
- H••••• M••• I••••••••• I••• no RAUMJan 13, 2022 to Jun 16, 2023 · Cherry Hill, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 22, 2019 to Jul 23, 2021 · Pennington, Nj
- F•••••••• A••••••• S•••••••• L•• formerJun 21, 2016 to Apr 4, 2019 · Edison, Nj
- B•••••••• I••••••••• M••••••••• L•• asset managerSep 29, 2006 to Mar 2, 2016 · Plainsboro, Nj
- M•••••• L•••• I••••••••• M••••••• L• unclassifiedNov 18, 2005 to Sep 29, 2006 · Plainsboro, Nj
- H••••• M••• I••••••••• I••• to T• P•••••• C••••• W••••• L••left Jun 16, 2023, registered Jun 19, 2023 (3 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H••••• M••• I••••••••• I•••left Jul 23, 2021, registered Jan 13, 2022 (174 days) · Other
- F•••••••• A••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 4, 2019, registered Apr 22, 2019 (18 days) · Affiliated broker-dealer or bank to wirehouse
- B•••••••• I••••••••• M••••••••• L•• to F•••••••• A••••••• S•••••••• L••left Mar 2, 2016, registered Jun 21, 2016 (111 days) · Other
- M•••••• L•••• I••••••••• M••••••• L• to B•••••••• I••••••••• M••••••••• L••left Sep 29, 2006, registered Sep 29, 2006 (0 days) · corporate re-registration, not a move
- M•••••• M••••• left H••••• M••• I••••••••• I••• for T• P•••••• C••••• W••••• L•• (registered 2023-06-19)Jun 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address