DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Pak

LPL Financial LLCBD affiliatedPlano, Tx dual registrantIAPD 3140859

Feed of 09/14/2026

Also filed as Chin Pak

At current firm

1 y

since May 15, 2025

In the industry

27 y

since Nov 25, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since May 15, 2025 · Mckinney, Tx
Cuso Financial Services, L.P. former
Apr 29, 2024 to May 15, 2025 · Henderson, Nv
Park Avenue Securities LLC BD affiliated
Nov 30, 2021 to Apr 30, 2024 · Frisco, Tx
Wedbush Securities Inc. BD affiliated
Nov 26, 2014 to Dec 2, 2021 · Dallas, Tx
Ameriprise Financial Services, LLC national BD
Oct 5, 2009 to Dec 16, 2014 · Richardson, Tx
Ameriprise Advisor Services, Inc. unclassified
Jul 27, 2009 to Oct 5, 2009 · Richardson, Tx
Banc Of America Investment Services, Inc. unclassified
Feb 26, 2004 to Mar 17, 2009 · Garland, Tx
Spectrum Strategies, L.L.C. state registered
Feb 5, 2003 to Mar 24, 2003 · Addison, Tx
MML Investors Services, LLC BD affiliated
Oct 23, 2002 to Mar 28, 2003 · Addison, Tx

Moves

a registration end followed by a registration begin elsewhere

Cuso Financial Services, L.P. to LPL Financial LLC
left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
Park Avenue Securities LLC to Cuso Financial Services, L.P.
left Apr 30, 2024, registered Apr 29, 2024 (-1 days) · Affiliated broker-dealer or bank to another
Wedbush Securities Inc. to Park Avenue Securities LLC
left Dec 2, 2021, registered Nov 30, 2021 (-2 days) · Affiliated broker-dealer or bank to another
Ameriprise Financial Services, LLC to Wedbush Securities Inc.
left Dec 16, 2014, registered Nov 26, 2014 (-20 days) · Other
Ameriprise Advisor Services, Inc. to Ameriprise Financial Services, LLC
left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
Banc Of America Investment Services, Inc. to Ameriprise Advisor Services, Inc.
left Mar 17, 2009, registered Jul 27, 2009 (132 days) · Other
MML Investors Services, LLC to Spectrum Strategies, L.L.C.
left Mar 28, 2003, registered Feb 5, 2003 (-51 days) · Other
Spectrum Strategies, L.L.C. to Banc Of America Investment Services, Inc.
left Mar 24, 2003, registered Feb 26, 2004 (339 days) · Other

Signals

Michael Pak left Park Avenue Securities Llc for Cuso Financial Services, L.P. (registered 2024-04-29)
Apr 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address