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Registered advisor
T••••• J••• P•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T••••• J P•••••••
At current firm
10 y
since Jan 5, 2016
In the industry
27 y
since Jan 12, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• F•••••••• A•••••••• L•• state registered currentsince Jan 5, 2016 · Peoria, Az
- W••••• M••••••••• I••••••••• L••• formerMay 29, 2014 to Feb 18, 2016 · Peoria, Az
- S••••• W••••• A•••••••• I••• no RAUMJun 13, 2013 to Apr 21, 2014 · Phoenix, Az
- C•••••• S••••• • C••• I••• national BDApr 25, 2007 to Jun 21, 2013 · Phoenix, Az
- E•••• S••••••••• L•• BD affiliatedSep 12, 2006 to Mar 16, 2007 · Scottsdale, Az
- A••••••••• F•••••••• S•••••••• L•• national BDDec 31, 2001 to Jul 7, 2005 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- W••••• M••••••••• I••••••••• L••• to C••••••• F•••••••• A•••••••• L••left Feb 18, 2016, registered Jan 5, 2016 (-44 days) · Other · moved with a team
- S••••• W••••• A•••••••• I••• to W••••• M••••••••• I••••••••• L•••left Apr 21, 2014, registered May 29, 2014 (38 days) · Other
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Jun 21, 2013, registered Jun 13, 2013 (-8 days) · channel change inside one enterprise, not a move
- E•••• S••••••••• L•• to C•••••• S••••• • C••• I•••left Mar 16, 2007, registered Apr 25, 2007 (40 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to E•••• S••••••••• L••left Jul 7, 2005, registered Sep 12, 2006 (432 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address