RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••••• W•••••• G•••••••
- P•• A•••••••• L•• former currentsince Jan 3, 2014 · Palm Beach Gardens, Fl
- L••••••• C••••••• L•• independent RIAAug 24, 2017 to Nov 4, 2020 · Grand Rapids, Mi
- L••••••• C••••••• L•• independent RIAMar 25, 2015 to Aug 18, 2015 · Grand Rapids, Mi
- P•• A•••••••• L•• formerSep 3, 2010 to Dec 31, 2010 · Grand Rapids, Mi
- U•• W••••• M••••••••• L•• formerApr 25, 2003 to Dec 31, 2013 · Grand Rapids, Mi
- L••••••• C••••••• L•• to no registered destinationleft Nov 4, 2020 · Departure, no registered destination
- U•• W••••• M••••••••• L•• to P•• A•••••••• L••left Dec 31, 2013, registered Sep 3, 2010 (-1215 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address