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Registered advisor
M••••• R••••• V•••••
Feed of 09/14/2026
Also filed as M••••• R••••• Valder
At current firm
2 y
since Apr 15, 2024
In the industry
27 y
since Dec 21, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 15, 2024 · Spring, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to May 9, 2024 · Boston, Ma
- S•••••••• A••••••• L•• national BDApr 25, 2011 to Jul 13, 2018 · The Woodlands, Tx
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJan 13, 2010 to Jun 21, 2010 · Houston, Tx
- S••••••• G•••• C•••••• unclassifiedSep 15, 2006 to Mar 30, 2009 · Houston, Tx
- C•••• I••••••••• S••••••• C•••• formerMar 1, 1999 to Sep 19, 2006 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to W•••• F•••• A•••••••left May 9, 2024, registered Apr 15, 2024 (-24 days) · Affiliated broker-dealer or bank to wirehouse
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- N••••••••• M••••• I••••••••• S••••••••• to S•••••••• A••••••• L••left Jun 21, 2010, registered Apr 25, 2011 (308 days) · Other
- S••••••• G•••• C•••••• to N••••••••• M••••• I••••••••• S•••••••••left Mar 30, 2009, registered Jan 13, 2010 (289 days) · Other
- C•••• I••••••••• S••••••• C•••• to S••••••• G•••• C••••••left Sep 19, 2006, registered Sep 15, 2006 (-4 days) · Other
Signals
- M••••• R••••• V••••• left F••••••• P••••••• A•• W•••••••• A••••••• for W•••• F•••• A••••••• (registered 2024-04-15)May 9, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address