DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Michael Morris
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
1 y
since Jun 16, 2025
In the industry
20 y
since Jan 17, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Signal Advisors Wealth, LLC independent RIA currentsince Jun 16, 2025 · Detroit, Mi
- Tlg Advisors, Inc. BD affiliatedJun 13, 2019 to Jun 17, 2025 · Summit, Nj
- Questar Asset Management, Inc. formerMay 31, 2012 to May 2, 2019 · Minneapolis, Mn
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerSep 8, 2006 to Apr 2, 2012 · El Segundo, Ca
Moves
a registration end followed by a registration begin elsewhere
- Tlg Advisors, Inc. to Signal Advisors Wealth, LLCleft Jun 17, 2025, registered Jun 16, 2025 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- Questar Asset Management, Inc. to Tlg Advisors, Inc.left May 2, 2019, registered Jun 13, 2019 (42 days) · Affiliated broker-dealer or bank to another · moved with a team
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Questar Asset Management, Inc.left Apr 2, 2012, registered May 31, 2012 (59 days) · Other
Signals
- James Michael Morris left Tlg Advisors, Inc. for Signal Advisors Wealth, Llc (registered 2025-06-16)Jun 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address